21 unchanged sentences
OTHER INFORMATION
+Added: During the year ended December 31, 2023, no officer or director of the company adopted or terminated any contract, instruction, or written plan for the purchase or sale of securities of the company’s common stock that is intended to satisfy the affirmative defense conditions of Securities Exchange Act Rule 10b5-1(c) or any non-Rule 10b5-1 trading arrangement as defined in 17 CFR § 229.408(c).
DISCLOSURE REGARDING FOREIGN JURISDICTIONS THAT PREVENT INSPECTIONS
42 unchanged sentences
All financial statement schedules have been omitted, as they are either inapplicable or included in the Notes to Consolidated Financial Statements.
−Removed: 2.1 Agreement and Plan of Merger, dated August 20, 2020 by and among Enterprise Financial Services Corp, Enterprise Bank & Trust, Seacoast Commerce Banc Holdings and Seacoast Commerce Bank (incorporated by reference to Exhibit 2.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on August 21, 2020 (File No.
2.1 Agreement and Plan of Merger, dated April 26, 2021 by and among Enterprise Financial Services Corp, Enterprise Bank & Trust, First Choice Bancorp and First Choice Bank (incorporated by reference to Exhibit 2.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on April 26, 2021 (File No.
17 unchanged sentences
Lally, dated May 2, 2017 (incorporated by reference to Exhibit 10.1.1 to the Current Report on Form 8-K of Registrant, filed with the Commission on June 6, 2017 (File No.
+Added: 001-15373) ), and amended by that First Amendment to Ex e cutive E mployment Agreement dated as of August 4, 2023 (incorporated by reference to Exhibit 10.1.1 to Registrant ’ s Quarterly Report on Form 10-Q for the period ending June 30, 2023 (File No .
+Added: 001-15373 )).
10.1.2* Executive Employment Agreement dated September 13, 2013 by and between Enterprise Financial Services Corp and Keene S.
1 unchanged sentence
001-15373)) , amended by that First Amendment of Executive Employment Agreement dated as of February 27, 2015 (incorporated herein by reference to Exhibit 10.1.7 to the Registrant’s Annual Report on Form 10-K filed on February 27, 2015 (File No.
−Removed: 001-15373)), and amended by that Second Amendment to Executive Employment Agreement dated as of October 29, 2015 (incorporated by reference to Exhibit 10.1.2 to the Registrant’s Quarterly Report on Form 10-Q for the period ending September 30, 2015 (File No.
+Added: 001-15373)), amended by that Second Amendment to Executive Employment Agreement dated as of October 29, 2015 (incorporated by reference to Exhibit 10.1.2 to the Registrant’s Quarterly Report on Form 10-Q for the period ending September 30, 2015 (File No.
+Added: 001-15373)) , and ame nded by that T hird Amendment to Executive Employment Agreement dated as of August 4, 2023 (incorporated by reference to Exhibit 10.
+Added: 2 to Registrant’s Quarterly Report on Form 10-Q for the period ending June 30, 2023 (File No.
10.1.3* Executive Employment Agreement dated effective January 1, 2005 by and between Enterprise Financial Services Corp and Scott R.
−Removed: Goodman, amended by that First Amendment of Executive Employment Agreement dated as of December 31, 2008 (incorporated herein by reference to Exhibit 10.1.5 to Registrant’s Annual Report on Form 10-K filed on March 15, 2013 (File 001-15373)), and amended by that Second Amendment of Executive Employment Agreement dated October 11, 2013 (incorporated herein by reference to Exhibit 10.1.5 to Registrant’s Annual Report on Form 10-K filed on March 17, 2014 (File 001-15373)).
+Added: Goodman, amended by that First Amendment of Executive Employment Agreement dated as of December 31, 2008 (incorporated herein by reference to Exhibit 10.1.5 to Registrant’s Annual Report on Form 10-K filed on March 15, 2013 (File 001-15373)), amended by that Second Amendment of Executive Employment Agreement dated October 11, 2013 (incorporated herein by reference to Exhibit 10.1.5 to Registrant’s Annual Report on Form 10-K filed on March 17, 2014 (File 001-15373)) , and amended by that Third Amendment to Executive Employment Agreement dated as of August 4, 2023 (incorporated by reference to Exhibit 10.
+Added: 3 to Registrant’s Quarterly Report on Form 10-Q for the period ending June 30, 2023 (File No.
10.1.4* Amended and Restated Executive Employment Agreement dated as of October 24, 2019 by and between Enterprise Financial Services Corp and Douglas N.
Bauche (incorporated herein by reference to Exhibit 10.1 to the Quarterly Report on Form 10-Q of the Registrant, filed with the Commission on October 25, 2019 (File No.
+Added: 001-15373)) , and amended by that First Amendment to Executive Employment Agreement dated as of August 4, 2023 (incorporated by reference to Exhibit 10.
+Added: 4 to Registrant’s Quarterly Report on Form 10-Q for the period ending June 30, 2023 (File No.
10.1.5* Executive Employment Agreement dated as of October 24, 2019 by and between Enterprise Financial Services Corp and Nicole M.
Iannacone (incorporated herein by reference to Exhibit 10.2 to the Quarterly Report on Form 10-Q of the Registrant, filed with the Commission on October 25, 2019 (File No.
+Added: 001-15373)) , and amended by that First Amendment to Executive Employment Agreement dated as of August 4, 2023 (incorporated by reference to Exhibit 10.
+Added: 5 to Registrant’s Quarterly Report on Form 10-Q for the period ending June 30, 2023 (File No.
10.1.6*+ Executive Employment Agreement dated as of October 24, 2019 by and between Enterprise Financial Services Corp and Mark G.
Ponder (incorporated herein by reference to Exhibit 10.3 to the Quarterly Report on Form 10-Q of the Registrant, filed with the Commission on October 25, 2019 (File No.
+Added: 001-15373)) , and amended by that First Amendment to Executive Employment Agreement dated as of August 4, 2023.
10.1.7* Enterprise Financial Services Corp Amended and Restated Deferred Compensation Plan I dated effective as of December 31, 2008 (incorporated by reference to Exhibit 10.9 to Registrant's Report on Form 10-K for the year ended December 31, 2008 (File No.
1 unchanged sentence
001-15373), and as amended on Schedule 14A filed on April 17, 2019 (File No.
−Removed: 10.1.9*+ Enterprise Financial Services Corp 2023 Annual Incentive Plan.
+Added: 001-15373 ) , and as ame n ded on Schedule 1 4A filed on March 29, 2 023 (File No.
+Added: 001-15373)) .
+Added: 10.1.9* Enterprise Financial Services Corp 2023 Annual Incentive Plan (incorporated herein by reference to Exhibit 10.1.9 to Registrant’s Report on Form 10-K for the year ended December 31, 2022 (File No.
10.1.10* Enterprise Financial Services Corp Amended and Restated 2018 Stock Incentive Plan (incorporated herein by reference to Appendix A to Registrant’s Proxy Statement on Schedule 14A, filed on March 14, 2018 (File No.
+Added: 001-15373) , and as further amended by the Proxy Statements filed on March 17, 2021 (File No.
+Added: 000-15373) and March 29, 2023 (File No.
10.1.11* Enterprise Financial Services Corp 2018 Employee Stock Purchase Plan (incorporated herein by reference to Appendix B to Registrant’s Proxy Statement on Schedule 14A, filed on March 14, 2018 (File No.
1 unchanged sentence
10.1.13* Form of Enterprise Financial Services Corp Stock Option Award Agreement, pursuant to Amended and Restated 2018 Stock Incentive Plan (incorporated herein by reference to Exhibit 10.1.14 to Registrant’s Annual Report on Form 10-K filed on February 19, 2021 (File No.
−Removed: 10.1.14* Enterprise Financial Services Corp Amendment to the Amended and Restated 2018 Stock Incentive Plan (incorporated herein by reference to Appendix A to Registrant’s Proxy Statement on Schedule 14A, filed on March 17, 2021 (File No.
21.1+ Subsidiaries of Registrant.
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§ 1350, as adopted pursuant to section § 906 of the Sarbanes-Oxley Act of 2002.
+Added: 97+ Enterprise Financial Services Corp Financial Restatement Clawback Policy.
101+ Pursuant to Rule 405 of Regulation S-T, the following financial information from the Company’s Annual Report on Form 10-K for the period ended December 31, 2023, is formatted in Inline XBRL interactive data files:
21 unchanged sentences
(Principal Accounting Officer)
−Removed: Eulich Chairman of the Board of Directors
−Removed: Andrich Director
/s/ Michael A.
−Removed: DeCola Director
+Added: DeCola Chairman of the Board of Directors
+Added: Andrich Director
/s/ Robert E.
20 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.