Other Information
−Removed: Certificate of Designation of Preferences, Rights, and Limitations of Series B Convertible Preferred Stock (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on October 19, 2023).
−Removed: Form of Inducement Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on August 1, 2023).
−Removed: Form of Warrant to Purchase Shares of Series B Convertible Preferred Stock (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on October 19, 2023).
−Removed: Form of Inducement Letter (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on August 1, 2023).
−Removed: Form of Waiver Agreement (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 1, 2023).
−Removed: Loan and Security Agreement by and between the Company and Meriwether Group Capital Hero Fund LP (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 8, 2023).
−Removed: Form of Securities Purchase Agreement, by and between WiSA Technologies, Inc.
−Removed: and the purchasers signatory thereto (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on October 19, 2023).
−Removed: Placement Agency Agreement, by and between WiSA Technologies, Inc.
−Removed: and Maxim Group LLC, as sole placement agent (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on October 19, 2023).
−Removed: Form of Side Letter, by and between WiSA Technologies, Inc.
−Removed: and the holder signatory thereto (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on October 19, 2023).
−Removed: Warrant Agency Agreement, by and between WiSA Technologies, Inc., and VStock Transfer, LLC (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on October 19, 2023).
−Removed: Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certificate of Amendment to WiSA Technologies, Inc.’s Certificate of Incorporation, filed with the Secretary of State of the State of Delaware on March 25, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 26, 2024).
+Added: Certificate of Amendment to WiSA Technologies, Inc.’s Certificate of Incorporation, filed with the Secretary of State of the State of Delaware on April 12, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 12, 2024).
+Added: Form of Promissory Note, dated January 23, 2024 by and between WiSA Technologies, Inc.
+Added: and certain accredited investors (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on January 25, 2024).
+Added: Form of Common Stock Purchase Warrant, dated January 23, 2024 by and between WiSA Technologies, Inc.
+Added: and certain accredited investors (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on January 25, 2024).
+Added: Form of Pre-Funded Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on February 16, 2024).
+Added: Form of Common Stock Purchase Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on February 16, 2024).
+Added: Form of Pre-Funded Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 27, 2024).
+Added: Form of Common Stock Purchase Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 27, 2024).
+Added: Form of Securities Purchase Agreement, by and among the Company and certain accredited investors, dated January 22, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on January 23, 2024).
+Added: Placement Agency Agreement, dated as of February 12, 2024, by and between WiSA Technologies, Inc.
+Added: and Maxim Group LLC, as placement agent (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on February 16, 2024).
+Added: Form of Securities Purchase Agreement by and among the Company and the investors signatory thereto, dated February 12, 2024 (incorporated by reference to Exhibit 10.79 to Amendment No.
+Added: 2 to the Registration Statement on Form S-1 (File No.
+Added: 333-276631), filed with the SEC on February 8, 2024).
+Added: Form of Warrant Agency Agreement (incorporated by reference to Exhibit 10.80 to Amendment No.
+Added: 1 to the Registration Statement on Form S-1 (File No.
+Added: 333-276631), filed with the SEC on February 5, 2024).
+Added: Form of Voting Agreement (incorporated by reference to Exhibit 10.81 to Amendment No.
+Added: 1 to the Registration Statement on Form S-1 (File No.
+Added: 333-276631), filed with the SEC on February 5, 2024).
+Added: Form of Warrant Amendment Agreement, by and between WiSA Technologies, Inc.
+Added: and the signatories thereto (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 26, 2024).
+Added: Placement Agency Agreement, dated as of March 26, 2024, by and between WiSA Technologies, Inc.
+Added: and Maxim Group LLC, as placement agent (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 27, 2024).
+Added: Form of Securities Purchase Agreement, by and among the Company and certain purchasers, dated March 26, 2024 (incorporated by reference to the Company’s Current Report on Form 8 - K filed with the SEC on March 27, 2024).
+Added: Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
+Added: Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
Certification of Principal Executive Officer Pursuant to 18 U.S.C.
−Removed: Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
+Added: Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
Certification of Principal Financial Officer Pursuant to 18 U.S.C.
−Removed: Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
+Added: Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
Interactive Data Files (embedded within the Inline XBRL document)
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: In accordance with SEC Release 33-8238, Exhibits 32.1 and 32.2 are being furnished and not filed.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
WISA Technologies, Inc.
−Removed: November 14, 2023
/s/ Brett Moyer
1 unchanged sentence
(Duly Authorized Officer and Principal Executive Officer)
−Removed: November 14, 2023
/s/ Gary Williams
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.