OTHER INFORMATION
−Removed: (c) During the fiscal quarter ended September 30, 2024, no director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted or terminated any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(c) of Regulation S-K.
−Removed: Form of September 2024 PIPE Pre-Funded Warrant (incorporated by reference to Exhibit 4.1 to the Company's Current Report on Form 8-K filed with the SEC on September 17, 2024).
−Removed: Form of September 2024 PIPE Series A/Series B Warrant (incorporated by reference to Exhibit 4.2 to the Company's Current Report on Form 8-K filed with the SEC on September 17, 2024).
−Removed: Form of September 2024 PIPE Placement Agent Warrant (incorporated by reference to Exhibit 4.3 to the Company's Current Report on Form 8-K filed with the SEC on September 17, 2024).
−Removed: Form of September 2024 PIPE Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed with the SEC on September 17, 2024).
−Removed: Form of Registration Rights Agreement (incorporated by reference to Exhibit 10.2 to the Company's Current Report on Form 8-K filed with the SEC on September 17, 2024).
−Removed: Certification of the Principal Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a).
−Removed: Certification of the Chief Financial Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a).
−Removed: Certification of Principal Executive Officer and Principal Financial Officer pursuant to Rule 13a-14(b) or Rule 15d-14(b).
−Removed: XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
−Removed: Inline XBRL Taxonomy Extension Schema Document
−Removed: Inline XBRL Taxonomy Extension Calculation Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Definition Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Label Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Presentation Linkbase Document
−Removed: Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibits 101)
+Added: Annual Meeting of Stockholders Date
+Added: Board of Directors has set the date of our 2025 Annual Meeting of Stockholders (the “2025 Annual Meeting”) for July 15, 2025.
+Added: The exact time and place of the 2025 Annual Meeting will be specified in our Notice of 2025 Annual Meeting and related proxy statement
+Added: for the 2025 Annual Meeting.
+Added: the date of the 2025 Annual Meeting will differ by more than 30 days from the anniversary date of our 2024 Annual Meeting of Stockholders,
+Added: the previously announced deadline for stockholder proposals for the 2025 Annual Meeting pursuant to Rule 14a-8 under the Exchange Act
+Added: is no longer applicable.
+Added: Under the new deadline set by the Company, any stockholder proposal intended to be included in our proxy materials
+Added: for the 2025 Annual Meeting pursuant to Exchange Act Rule 14a-8 must be mailed to:
+Added: Dermata Therapeutics, Inc., 3525 Del Mar Heights Rd.,
+Added: #322, San Diego, CA 92130, Attn.:
+Added: Corporate Secretary, on or before the close of business on May 22, 2025.
+Added: In addition to complying with
+Added: this deadline, stockholder proposals intended to be included in our proxy materials for the 2025 Annual Meeting must also comply with
+Added: all applicable SEC rules, including Exchange Act Rule 14a-8.
+Added: the date of the 2025 Annual Meeting will not be more than thirty (30) days before or more than seventy (70) days after the anniversary
+Added: date of our 2024 Annual Meeting of Stockholders, the previously announced deadline for stockholder proposals or nominations under our
+Added: bylaws for the 2025 Annual Meeting is still applicable.
+Added: Pursuant to the bylaws, the deadline for any stockholder proposal or nomination
+Added: other than pursuant to Exchange Act Rule 14a-8 for the 2025 Annual Meeting was on February 6, 2025.
+Added: addition, to comply with the universal proxy rules, stockholders who intend to solicit proxies in support of director nominees other
+Added: than nominees approved by the Board of Directors must provide notice that sets forth the information required by Rule 14a-19 under the
+Added: Exchange Act.
+Added: 10b5-1 Trading Plans
+Added: the fiscal quarter ended March 31, 2025, no director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of
+Added: the Company adopted or terminated any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,”
+Added: as each term is defined in Item 408(c) of Regulation S-K.
+Added: Form of January 2025 PIPE Pre-Funded Warrant (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed with the SEC on January 23, 2025).
+Added: Form of January 2025 PIPE Warrant (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K filed with the SEC on January 23, 2025).
+Added: Form of January 2025 PIPE Placement Agent Warrant (incorporated by reference to Exhibit 4.3 to the Company’s Current Report on Form 8-K filed with the SEC on January 23, 2025).
+Added: of March 2025 New Warrant (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed with
+Added: the SEC on March 28, 2025).
+Added: of March 2025 HCW Warrant (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K filed with
+Added: the SEC on March 28, 2025).
+Added: Clinical Trial Collaboration Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on January 21, 2025)
+Added: Form of January 2025 PIPE Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on January 23, 2025).
+Added: Form of Registration Rights Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed with the SEC on January 23, 2025).
+Added: of March 2025 Inducement Letter (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed
+Added: with the SEC on March 28, 2025).
+Added: Certification
+Added: of the Principal Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a).
+Added: Certification
+Added: of the Chief Financial Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a).
+Added: Certification
+Added: of Principal Executive Officer and Principal Financial Officer pursuant to Rule 13a-14(b) or Rule 15d-14(b).
+Added: Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within
+Added: the Inline XBRL document
+Added: XBRL Taxonomy Extension Schema Document
+Added: XBRL Taxonomy Extension Calculation Linkbase Document
Filed herewith.
1 unchanged sentence
Indicates a management contract or compensation plan, contract or arrangement.
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
−Removed: Dermata Therapeutics, Inc.
−Removed: November 13, 2024
−Removed: /s/ Gerald T.
−Removed: President and Chief Executive Officer
−Removed: (Principal Executive Officer)
−Removed: Senior Vice President, Chief Financial Officer
−Removed: (Principal Financial Officer and Principal Accounting Officer)
+Added: to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
+Added: the undersigned, thereunto duly authorized.
+Added: Therapeutics, Inc.
+Added: and Chief Executive Officer
+Added: Executive Officer)
+Added: Vice President, Chief Financial Officer
+Added: Financial Officer and Principal Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.