−Removed: Other Information.
−Removed: Employment Agreement, made and entered into as of April 3, 20234, by and between Dominari Securities LLC and Soo Yu filed with the Securities and Exchange Commission on May 11, 2023, as Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2023
−Removed: Amendment to Employment Agreement, made and entered into as of April 19, 2023, by and between Dominari Securities LLC and Soo Yu filed with the Securities and Exchange Commission on May 11, 2023, as Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2023
Certification of Principal Executive Officer of Dominari Holdings Inc.
6 unchanged sentences
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: Inline XBRL Instance Document
−Removed: Inline XBRL Taxonomy Extension Schema Document.
−Removed: Inline XBRL Taxonomy Extension Calculation Linkbase Document.
−Removed: Inline XBRL Taxonomy Extension Definition Linkbase Document.
−Removed: Inline XBRL Taxonomy Extension Label Linkbase Document.
−Removed: Inline XBRL Taxonomy Extension Presentation Linkbase Document.
−Removed: Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
−Removed: * Filed herewith
−Removed: Pursuant to the requirements of the Exchange Act
−Removed: of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
−Removed: DOMINARI HOLDINGS INC.
−Removed: August 9, 2023
−Removed: /s/ Anthony Hayes
+Added: XBRL Instance Document
+Added: XBRL Taxonomy Extension Schema Document.
+Added: XBRL Taxonomy Extension Calculation Linkbase Document.
+Added: XBRL Taxonomy Extension Definition Linkbase Document.
+Added: XBRL Taxonomy Extension Label Linkbase Document.
+Added: XBRL Taxonomy Extension Presentation Linkbase Document.
+Added: Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
+Added: Pursuant to the
+Added: requirements of the Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned,
+Added: thereunto duly authorized.
+Added: HOLDINGS INC.
+Added: November 6, 2023
Anthony Hayes
−Removed: Chief Executive Officer
−Removed: (Principal Executive Officer)
−Removed: August 9, 2023
−Removed: /s/ George Way
−Removed: Chief Financial Officer
−Removed: (Principal Financial and Accounting Officer)
+Added: Executive Officer
+Added: Executive Officer)
+Added: November 6, 2023
+Added: Financial Officer
+Added: Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.