Other Information.
−Removed: Employment Agreement, made and entered into as of April 3, 2023, by and between Dominari Securities LLC and Soo Yu
−Removed: Amendment to Employment Agreement, made and entered into as of April 19, 2023, by and between Dominari Securities LLC and Soo Yu
−Removed: Certification of Principal Executive Officer and Principal Financial Officer of Dominari Holdings Inc.
+Added: Employment Agreement, made and entered into as of April 3, 20234, by and between Dominari Securities LLC and Soo Yu filed with the Securities and Exchange Commission on May 11, 2023, as Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2023
+Added: Amendment to Employment Agreement, made and entered into as of April 19, 2023, by and between Dominari Securities LLC and Soo Yu filed with the Securities and Exchange Commission on May 11, 2023, as Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2023
+Added: Certification of Principal Executive Officer of Dominari Holdings Inc.
pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: Certification of Principal Executive Officer and Principal Financial Officer of Dominari Holdings Inc.
+Added: Certification of Principal Financial Officer of Dominari Holdings Inc.
pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certification of Principal Executive Officer of Dominari Holdings Inc.
+Added: pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
+Added: Certification of Principal Financial Officer of Dominari Holdings Inc.
+Added: pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Inline XBRL Instance Document
6 unchanged sentences
* Filed herewith
−Removed: ** Furnished, not filed
Pursuant to the requirements of the Exchange Act
1 unchanged sentence
DOMINARI HOLDINGS INC.
+Added: August 9, 2023
/s/ Anthony Hayes
2 unchanged sentences
(Principal Executive Officer)
−Removed: Principal Financial Officer and
−Removed: Principal Accounting Officer)
+Added: August 9, 2023
+Added: /s/ George Way
+Added: Chief Financial Officer
+Added: (Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.