DORCHESTER MINERALS, L.P. 10-Q

ITEM 5. OTHER INFORMATION   Rule 10b5 - 1 Trading Plans   During the three  and nine months ended September 30, 2023 , none of our executive officers or directors adopted or terminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5 - 1 (c) of any “Non-Rule 10b5 - 1 trading arrangement.”   13 Table of Contents   ITEM 6. EXHIBITS   Number Description 3.1 Certificate of Limited Partnership of Dorchester Minerals, L.P. (incorporated by reference to Exhibit 3.1 to Dorchester Minerals’   Registration Statement on Form S-4, Registration Number 333-88282)     3.2 Amended and Restated Agreement of Limited Partnership of Dorchester Minerals, L.P. (incorporated by reference to Exhibit 3.2 to Dorchester Minerals’   Annual Report on Form 10-K filed for the year ended December 31, 2002)     3.3 Amendment No. 1 to Amended and Restated Partnership Agreement of Dorchester Minerals, L.P. (incorporated by reference to Exhibit 3.1 to Dorchester Minerals’   Current Report on Form 8-K filed with the SEC on December 22, 2017)     3.4 Amendment No. 2 to Amended and Restated Partnership Agreement of Dorchester Minerals, L.P. (incorporated by reference to Exhibit 3.4 to Dorchester Minerals’   Quarterly Report on Form 10-Q filed with the SEC on August 6, 2018)     3.5 Amendment No. 3 to Amended and Restated Partnership Agreement of Dorchester Minerals, L.P. (incorporated by reference to Exhibit 3.1 to Dorchester Minerals’ Current Report on Form 8-K filed with the SEC on October 6, 2023)     3.6 Certificate of Limited Partnership of Dorchester Minerals Management LP (incorporated by reference to Exhibit 3.4 to Dorchester Minerals’   Registration Statement on Form S-4, Registration Number 333-88282)     3.7 Amended and Restated Limited Partnership Agreement of Dorchester Minerals Management LP (incorporated by reference to Exhibit 3.4 to Dorchester Minerals’   Annual Report on Form 10-K for the year ended December 31, 2002)     3.8 Certificate of Formation of Dorchester Minerals Management GP LLC (incorporated by reference to Exhibit 3.7 to Dorchester Minerals’   Registration Statement on Form S-4, Registration Number 333-88282)     3.9 Amended and Restated Limited Liability Company Agreement of Dorchester Minerals Management GP LLC (incorporated by reference to Exhibit 3.6 to Dorchester Minerals’   Annual Report on Form 10-K for the year ended December 31, 2002)     3.10 Certificate of Formation of Dorchester Minerals Operating GP LLC (incorporated by reference to Exhibit 3.10 to Dorchester Minerals’   Registration Statement on Form S-4, Registration Number 333-88282)     3.11 Limited Liability Company Agreement of Dorchester Minerals Operating GP LLC (incorporated by reference to Exhibit 3.11 to Dorchester Minerals’   Registration Statement on Form S-4, Registration Number 333-88282)     3.12 Certificate of Limited Partnership of Dorchester Minerals Operating LP (incorporated by reference to Exhibit 3.12 to Dorchester Minerals’   Registration Statement on Form S-4, Registration Number 333-88282)     3.13 Amended and Restated Agreement of Limited Partnership of Dorchester Minerals Operating LP (incorporated by reference to Exhibit 3.10 to Dorchester Minerals’   Annual Report on Form 10-K for the year ended December 31, 2002)     3.14 Certificate of Limited Partnership of Dorchester Minerals Oklahoma LP (incorporated by reference to Exhibit 3.11 to Dorchester Minerals’   Annual Report on Form 10-K for the year ended December 31, 2002)     3.15 Agreement of Limited Partnership of Dorchester Minerals Oklahoma LP (incorporated by reference to Exhibit 3.12 to Dorchester Minerals’   Annual Report on Form 10-K for the year ended December 31, 2002)     3.16 Certificate of Incorporation of Dorchester Minerals Oklahoma GP, Inc. (incorporated by reference to Exhibit 3.13 to Dorchester Minerals’   Annual Report on Form 10-K for the year ended December 31, 2002)     3.17 Bylaws of Dorchester Minerals Oklahoma GP, Inc. (incorporated by reference to Exhibit 3.14 to Dorchester Minerals’   Annual Report on Form 10-K for the year ended December 31, 2002)     10.1 Amendment No. 1 to the Dorchester Minerals Management LP Equity Incentive Program (incorporated by reference to Exhibit 10.2 to Dorchester Minerals’ Current Report on Form 8-K filed with the SEC on October 6, 2023)     31.1* Certification of Chief Executive Officer of the Partnership pursuant to Rule 13a-14(a) / 15d-14(a) of the Securities Exchange Act of 1934     31.2* Certification of Chief Financial Officer of the Partnership pursuant to Rule 13a-14(a) / 15d-14(a) of the Securities Exchange Act of 1934     32.1** Certification of Chief Executive Officer and Chief Financial Officer of the Partnership pursuant to 18 U.S.C. Sec. 1350   14 Table of Contents   101.INS* XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document     101.SCH* Inline XBRL Taxonomy Extension Schema Document     101.CAL* Inline XBRL Taxonomy Extension Calculation Linkbase Document     101.DEF* Inline XBRL Taxonomy Extension Definition Document     101.LAB* Inline XBRL Taxonomy Extension Label Linkbase Document     101.PRE* Inline XBRL Taxonomy Extension Presentation Linkbase Document     104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)       * Filed herewith   **Furnished herewith   15 Table of Contents     SIGNATURES     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.       DORCHESTER MINERALS, L.P.         By: /s/ Bradley Ehrman       Bradley Ehrman   Date: November 2, 2023   Chief Executive Officer         By: /s/ Leslie Moriyama       Leslie Moriyama   Date: November 2, 2023   Chief Financial Officer     16