Item 2. Unregistered Sales of Equity Securities
ITEM 2.
UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
 
Issuer Purchases of Equity Securities
 
Period
 
(a)
Total
Number of
Units
Purchased
 
 
(b)
Average
Price
Paid
per Unit
 
 
(c)
Total
Number of
Units
Purchased
as
Part of
Publicly
Announced
Plans
or Programs
 
 
(d)
Maximum
Number
of Units that
May
Yet Be
Purchased
Under the
Plans
or
Programs
 
 
January 1, 2023
–
January 31, 2023
 
 
-
 
 
 
N/A
 
 
 
-
 
 
 
127,777
(1)
 
February 1, 2023
–
February 28, 2023
 
 
-
 
 
 
N/A
 
 
 
-
 
 
 
127,777
(1)
 
March 1, 2023
–
March 31, 2023
 
 
15,000
(2)
 
$
30.21
 
 
 
15,000
 
 
 
112,777
(1)
 
Total
 
 
15,000
 
 
$
30.21
 
 
 
15,000
 
 
 
112,777
(1)
 
 
 
(1)
The number of common units that Dorchester Minerals Management LP may grant under the Dorchester Minerals Management LP Equity Incentive Program, as amended and restated as of October 20, 2022, which was approved by our common unitholders on May 20, 2015 (the “Equity Incentive Program”), each fiscal year may not exceed 0.333% of the number of common units outstanding at the beginning of the fiscal year. In 2023, the maximum number of common units that could be purchased under the Equity Incentive Program is 127,777 common units.
 
 
(2)
Open-market purchases by the Operating Partnership, an affiliate of the Partnership, pursuant to a Rule 10b5-1 plan adopted on November 8, 2022 for the purpose of satisfying equity awards to be granted pursuant to the Equity Incentive Program.
 
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Table of Contents
 
ITEM 6.
EXHIBITS
 
Number
 
Description
3.1
 
Certificate of Limited Partnership of Dorchester Minerals, L.P. (incorporated by reference to Exhibit 3.1 to Dorchester Minerals’   Registration Statement on Form S-4, Registration Number 333-88282)
 
 
 
3.2
 
Amended and Restated Agreement of Limited Partnership of Dorchester Minerals, L.P. (incorporated by reference to Exhibit 3.2 to Dorchester Minerals’   Annual Report on Form 10-K filed for the year ended December 31, 2002)
 
 
 
3.3
 
Amendment No. 1 to Amended and Restated Partnership Agreement of Dorchester Minerals, L.P. (incorporated by reference to Exhibit 3.1 to Dorchester Minerals’   Current Report on Form 8-K filed with the SEC on December 22, 2017)
 
 
 
3.4
 
Amendment No. 2 to Amended and Restated Partnership Agreement of Dorchester Minerals, L.P. (incorporated by reference to Exhibit 3.4 to Dorchester Minerals’   Quarterly Report on Form 10-Q filed with the SEC on August 6, 2018)
 
 
 
3.5
 
Certificate of Limited Partnership of Dorchester Minerals Management LP (incorporated by reference to Exhibit 3.4 to Dorchester Minerals’   Registration Statement on Form S-4, Registration Number 333-88282)
 
 
 
3.6
 
Amended and Restated Limited Partnership Agreement of Dorchester Minerals Management LP (incorporated by reference to Exhibit 3.4 to Dorchester Minerals’   Annual Report on Form 10-K for the year ended December 31, 2002)
 
 
 
3.7
 
Certificate of Formation of Dorchester Minerals Management GP LLC (incorporated by reference to Exhibit 3.7 to Dorchester Minerals’   Registration Statement on Form S-4, Registration Number 333-88282)
 
 
 
3.8
 
Amended and Restated Limited Liability Company Agreement of Dorchester Minerals Management GP LLC (incorporated by reference to Exhibit 3.6 to Dorchester Minerals’   Annual Report on Form 10-K for the year ended December 31, 2002)
 
 
 
3.9
 
Certificate of Formation of Dorchester Minerals Operating GP LLC (incorporated by reference to Exhibit 3.10 to Dorchester Minerals’   Registration Statement on Form S-4, Registration Number 333-88282)
 
 
 
3.10
 
Limited Liability Company Agreement of Dorchester Minerals Operating GP LLC (incorporated by reference to Exhibit 3.11 to Dorchester Minerals’   Registration Statement on Form S-4, Registration Number 333-88282)
 
 
 
3.11
 
Certificate of Limited Partnership of Dorchester Minerals Operating LP (incorporated by reference to Exhibit 3.12 to Dorchester Minerals’   Registration Statement on Form S-4, Registration Number 333-88282)
 
 
 
3.12
 
Amended and Restated Agreement of Limited Partnership of Dorchester Minerals Operating LP (incorporated by reference to Exhibit 3.10 to Dorchester Minerals’   Annual Report on Form 10-K for the year ended December 31, 2002)
 
 
 
3.13
 
Certificate of Limited Partnership of Dorchester Minerals Oklahoma LP (incorporated by reference to Exhibit 3.11 to Dorchester Minerals’   Annual Report on Form 10-K for the year ended December 31, 2002)
 
 
 
3.14
 
Agreement of Limited Partnership of Dorchester Minerals Oklahoma LP (incorporated by reference to Exhibit 3.12 to Dorchester Minerals’   Annual Report on Form 10-K for the year ended December 31, 2002)
 
 
 
3.15
 
Certificate of Incorporation of Dorchester Minerals Oklahoma GP, Inc. (incorporated by reference to Exhibit 3.13 to Dorchester Minerals’   Annual Report on Form 10-K for the year ended December 31, 2002)
 
 
 
3.16
 
Bylaws of Dorchester Minerals Oklahoma GP, Inc. (incorporated by reference to Exhibit 3.14 to Dorchester Minerals’   Annual Report on Form 10-K for the year ended December 31, 2002)
 
 
 
31.1*
 
Certification of Chief Executive Officer of the Partnership pursuant to Rule 13a-14(a) / 15d-14(a) of the Securities Exchange Act of 1934
 
 
 
31.2*
 
Certification of Chief Financial Officer of the Partnership pursuant to Rule 13a-14(a) / 15d-14(a) of the Securities Exchange Act of 1934
 
 
 
32.1**
 
Certification of Chief Executive Officer and Chief Financial Officer of the Partnership pursuant to 18 U.S.C. Sec. 1350
 
13
Table of Contents
 
101.INS*
 
XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
 
 
 
101.SCH*
 
Inline XBRL Taxonomy Extension Schema Document
 
 
 
101.CAL*
 
Inline XBRL Taxonomy Extension Calculation Linkbase Document
 
 
 
101.DEF*
 
Inline XBRL Taxonomy Extension Definition Document
 
 
 
101.LAB*
 
Inline XBRL Taxonomy Extension Label Linkbase Document
 
 
 
101.PRE*
 
Inline XBRL Taxonomy Extension Presentation Linkbase Document
 
 
 
104
 
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
 
 
 
 
 
* Filed herewith
 
 
**Furnished herewith
 
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Table of Contents
 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
 
DORCHESTER MINERALS, L.P.
 
 
 
 
 
 
By:
/s/ Bradley Ehrman
 
 
 
Bradley Ehrman
 
Date: May 4, 2023
 
Chief Executive Officer
 
 
 
 
By:
/s/ Leslie Moriyama
 
 
 
Leslie Moriyama
 
Date: May 4, 2023
 
Chief Financial Officer
 
 
 
15
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.