DULUTH HOLDINGS INC. 10-Q

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds We did not sell any equity securities during the quarter ended October 31, 2021, which were not registered under the Securities Act. The following table contains information of shares acquired from employees in lieu of amounts required to satisfy minimum tax withholding requirements upon the vesting of the employees’ restricted stock during the three months ended October 31, 2021. Total number Approximate dollar of shares purchased value of shares that Total number as part of publicly may yet to be of shares Average price announced plans purchased under the Period purchased paid per share or programs plans or programs August 2, 2021 - August 29, 2021 949 $ 15.59 — $ — August 30, 2021 - October 3, 2021 1,020 14.31 — — October 4, 2021 - October 31, 2021 — — — — Total 1,969 $ 14.95 — $ — ‎ 29 Table of Contents Item 6. Exhibits EXHIBIT INDEX Exhibit No. 31.1 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities and Exchange Act, as amended. * 31.2 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities and Exchange Act of 1934, as amended. * 32.1 Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. * 32.2 Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. * 101.INS XBRL Instance Document** 101.SCH XBRL Taxonomy Extension Schema Document** 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document** 101.DEF XBRL Taxonomy Extension Definition Document** 101.LAB XBRL Taxonomy Extension Label Linkbase Document** 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document** 104 The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended October 31, 2021 has been formatted in Inline XBRL (Inline Extensible Business Reporting Language and contained in Exhibits 101). * Filed herewith ** In accordance with Regulation S-T, the XBRL-related information in Exhibit 101 to this Quarterly Report on Form 10-Q shall be deemed to be “furnished” and not “filed.” ‎ 30 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Date: December 3, 2021 DULUTH HOLDINGS INC. ‎ (Registrant) /s/ David Loretta David Loretta Senior Vice President and Chief Financial Officer (On behalf of the Registrant and as Principal Financial Officer) /s/ Michael Murphy Michael Murphy Vice President and Chief Accounting Officer (On behalf of the Registrant and as Principal Accounting Officer) 31