Unregistered Sales of Equity Securities and Use of Proceeds
−Removed: We did not sell any equity securities during the quarter ended May 2, 2021, which were not registered under the Securities Act.
−Removed: The following table contains information of shares acquired from employees in lieu of amounts required to satisfy minimum tax withholding requirements upon the vesting of the employees’ restricted stock during the three months ended May 2, 2021.
+Added: We did not sell any equity securities during the quarter ended August 1, 2021, which were not registered under the Securities Act.
+Added: The following table contains information of shares acquired from employees in lieu of amounts required to satisfy minimum tax withholding requirements upon the vesting of the employees’ restricted stock during the three months ended August 1, 2021.
Approximate dollar
8 unchanged sentences
plans or programs
−Removed: February 1, 2021 - February 28, 2021
−Removed: March 1, 2021 - April 4, 2021
−Removed: April 5, 2021 - May 2, 2021
+Added: May 3, 2021 - May 30, 2021
+Added: May 31, 2021 - July 4, 2021
+Added: July 5, 2021 - August 1, 2021
EXHIBIT INDEX
−Removed: Credit Agreement, dated as of May 14, 2021, among Duluth Holdings Inc., the Lenders party thereto, Bank of America, N.A., as Administrative Agent, Swingline Lender and L/C Issuer, BofA Securities, Inc., as a Joint Lead Arranger and Sole Bookrunner, and Keybanc Capital Markets Inc., as a Joint Lead Arranger, incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K dated May 14, 2021.
−Removed: Security Agreement, dated as of May 14, 2021, by and between Duluth Holdings Inc.
−Removed: and Bank of America, N.A., incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K dated May 14, 2021.
−Removed: Employment Agreement between Duluth Holdings Inc.
−Removed: and Samuel M.
−Removed: Sato dated May 3, 2021.
+Added: First Amended and Restated Employment Agreement, dated as of May 27, 2021, between Stephen L.
+Added: Schlecht and the Company .*
+Added: Summary of Outside Director Compensation .*
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities and Exchange Act, as amended .
10 unchanged sentences
XBRL Taxonomy Extension Presentation Linkbase Document**
−Removed: The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended May 2, 2021 has been formatted in Inline XBRL (Inline Extensible Business Reporting Language).
+Added: The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended August 1, 2021 has been formatted in Inline XBRL (Inline Extensible Business Reporting Language).
Filed herewith
1 unchanged sentence
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: September 3, 2021
DULUTH HOLDINGS INC.
9 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.