Item 5. Other Information
ITEM 5: OTHER INFORMATION
(a) None
(b) None
(c) During the three months ended June 30, 2026, no director or officer of the Company adopted or terminated a "rule 10b5-1 trading arrangement" or "non-rule 10b5-1 trading arrangement," as each term is defined in Item 408 (a) of Regulation S-K.
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ITEM 6: EXHIBITS
Exhibits to this report which have previously been filed with the Commission are incorporated by reference to the document referenced in the following table. The exhibits designated with a number sign (#) indicate a management contract or compensation plan or arrangement.
Exhibit Incorporated by Reference Filed
Number Exhibit Description Form Dated Exhibit Herewith
10.1 Second Amendment dated June 11, 2026 to the Second Amended & Restated Credit Agreement*
8-K June 11, 2026 10.1
10.2 Employment Agreement dated June 30, 2026, between the Company and Kathryn M. JohnBull
8-K
June 29, 2026 10.1
10.3 Employment Letter dated June 30, 2026, between the Company and Steven Oroho
8-K
June 29, 2026
10.2
10.4 Change-in-Control, Severance and Covenant Agreement, dated June 30, 2026, between the Company and Steven Oroho
8-K
June 29, 2026
10.3
31.1 Certification of Chief Executive Officer pursuant to Section 17 CFR 240.13a-14(a) or 17 CFR 240.15d-14(a)
X
31.2 Certification of Chief Financial Officer pursuant to Section 17 CFR 240.13a-14(a) or 17 CFR 240.15d-14(a)
X
32 Certification of Chief Executive Officer and Chief Financial Officer pursuant to 17 CFR 240.13a-14(b) or 17 CFR 240.15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code
X
101.0 The following financial information from the DLH Holdings Corp. Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2026, formatted in iXBRL (Inline eXtensible Business Reporting Language) and filed electronically herewith: (i) the Consolidated Balance Sheets; (ii) the Consolidated Statements of Operations; (iii) the Consolidated Statements of Cash Flows; and, (iv) the Notes to the Consolidated Financial Statements.
X
104.0 Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)
* Schedules omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company agrees to furnish a copy of any omitted schedule to the Securities and Exchange Commission upon request.
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SIGNATURE
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized
DLH HOLDINGS CORP.
By: /s/ Steven V. Oroho, Jr.
Steven V. Oroho, Jr.
Chief Financial Officer
(On behalf of the Registrant and as
Principal Financial and Accounting Officer)
Dated: July 29, 2026
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.