Item 5. Other Information
ITEM 5: OTHER INFORMATION
(a) None
(b) None
(c) During the three months ended March 31, 2026, no director or officer of the Company adopted or terminated a "rule 10b5-1 trading arrangement" or "non-rule 10b5-1 trading arrangement," as each term is defined in Item 408 (a) of Regulation S-K.
33
ITEM 6: EXHIBITS
Exhibits to this report which have previously been filed with the Commission are incorporated by reference to the document referenced in the following table. The exhibits designated with a number sign (#) indicate a management contract or compensation plan or arrangement.
Exhibit Incorporated by Reference Filed
Number Exhibit Description Form Dated Exhibit Herewith
10.1 Amendment to 2025 Equity Incentive Plan
DEF 14A
January 28, 2026
Appendix A
31.1 Certification of Chief Executive Officer pursuant to Section 17 CFR 240.13a-14(a) or 17 CFR 240.15d-14(a)
X
31.2 Certification of Chief Financial Officer pursuant to Section 17 CFR 240.13a-14(a) or 17 CFR 240.15d-14(a)
X
32 Certification of Chief Executive Officer and Chief Financial Officer pursuant to 17 CFR 240.13a-14(b) or 17 CFR 240.15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code
X
99.1
Consent of Becker & Poliakoff, P.A. (refiled herewith to correct the hyperlink to Exhibit 23.3 to Form S-8 filed April 1, 2025)
X
99.2
Consent of Becker & Poliakoff, P.A. (refiled herewith to correct the hyperlink to Exhibit 23.2 to Form S-8 filed April 8, 2026)
X
99.3
Power of Attorney (refiled herewith to correct the hyperlink to Exhibit 24.1 to Form S-8 filed April 1, 2025)
X
99.4
Power of Attorney (refiled herewith to correct the hyperlink to Exhibit 24.1 to Form S-8 filed April 8, 2026)
X
101.0 The following financial information from the DLH Holdings Corp. Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2026, formatted in iXBRL (Inline eXtensible Business Reporting Language) and filed electronically herewith: (i) the Consolidated Balance Sheets; (ii) the Consolidated Statements of Operations; (iii) the Consolidated Statements of Cash Flows; and, (iv) the Notes to the Consolidated Financial Statements.
X
104.0 Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)
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SIGNATURE
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized
DLH HOLDINGS CORP.
By: /s/ Kathryn M. JohnBull
Kathryn M. JohnBull
Chief Financial Officer
(On behalf of the Registrant and as
Principal Financial and Accounting Officer)
Dated: May 06, 2026
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.