OTHER INFORMATION
−Removed: Employment Agreements
−Removed: On May 2, 2024, the Company, together with CCFBank, entered into the Fourth Amended and Restated Executive Employment Agreement with Stephen M.
−Removed: Bianchi, its Chairman, President and CEO (the “ Bianchi Employment Agreement ”), and the Third Amended and Restated Executive Employment Agreement with James S.
−Removed: Broucek, its CFO (the “ Broucek Employment Agreement ”).
−Removed: The Bianchi Employment Agreement reflects Mr.
−Removed: Bianchi’s current salary of $396,344.00.
−Removed: The Broucek Employment Agreement reflects Mr.
−Removed: Broucek’s current salary of $241,020.00.
−Removed: Both the Bianchi Employment Agreement and the Broucek Employment Agreement clarified the existing severance provisions and attached template forms of release.
−Removed: The foregoing descriptions of the Bianchi Employment Agreement and the Broucek Employment Agreement are qualified in their entirety by reference to the provisions of the applicable employment agreement, each of which is filed as an exhibit to this Quarterly Report on Form 10-Q.
Rule 10b5-1 Trading Plans
−Removed: During the three months ended March 31, 2024, none of our Section 16 officers or directors adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” as defined in Item 408 of Regulation S-K during the covered period.
+Added: During the three months ended June 30, 2024, none of our Section 16 officers or directors adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” as defined in Item 408 of Regulation S-K during the covered period.
Fourth Amended and Restated Executive Employment Agreement by and between Citizens Community Bancorp, Inc., Citizens Community Federal N.A.
and Stephen M.
−Removed: Bianchi, dated as of May 2, 2024 (filed herewith)
+Added: Bianchi, dated as of May 2, 2024 (incorporated by reference to Exhibit 10.1 to the Company's 10-Q filed on May 8, 2024 (File No.
Third Amended and Restated Executive Employment Agreement by and between Citizens Community Bancorp, Inc., Citizens Community Federal N.A.
−Removed: Broucek, dated as of May 2, 2024 (filed herewith)
+Added: Broucek, dated as of May 2, 2024 (incorporated by reference to Exhibit 10.2 to the Company's 10-Q filed on May 8, 2024 (File No.
+Added: Business Note, dated May 1, 2024, issued by Citizens Community Bancorp, Inc.
+Added: to Chippewa Valley Bank (filed herewith)
Rule 13a-14(a) Certification of the Company’s Chief Executive Officer
2 unchanged sentences
Section 1350 (Section 906 of the Sarbanes-Oxley Act of 2002)
−Removed: 101 The following financial statements from the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2024, formatted in Inline XBRL:
+Added: Citizens Community Bancorp, Inc.
+Added: Clawback Policy (filed herewith)
+Added: 101 The following financial statements from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2024, formatted in Inline XBRL:
(i) Consolidated Balance Sheets, (ii) Consolidated Statements of Operations, (iii) Consolidated Statements of Comprehensive Income, (iv) Consolidated Statements of Changes in Stockholders’ Equity, (v) Consolidated Statements of Cash Flows, and (vi) Notes to Consolidated Financial Statements, tagged as blocks of text and including detailed tags.
3 unchanged sentences
CITIZENS COMMUNITY BANCORP, INC.
+Added: August 6, 2024
/s/ Stephen M.
Chief Executive Officer
+Added: August 6, 2024
Chief Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.