Consolidated Water Co. Ltd. 10-Q

ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS ​ In July 2023, we issued 5,057 shares of preferred stock to 28 employees for a total consideration of $55,795. The issuance of the preferred stock to 15 of the employees was exempt from registration under Regulation S promulgated under the Securities Act of 1933 as amended (the “Securities Act”), because the shares were issued outside of the United States to non-US persons (as defined in Regulation S). The issuance to 13 employees who are US persons was exempt under Section 4(a)(2) of the Securities Act. The US persons are knowledgeable, sophisticated and experienced in making investment decisions of this kind and received adequate information about us or had adequate access, including through their business relationship with us, to information about us. ​ ITEM 6. EXHIBITS ​ ​ ​ ​ Exhibit Number ​ Exhibit Description 31.1 ​ Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer 31.2 ​ Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer 32.1 ​ Section 1350 Certification of Chief Executive Officer 32.2 ​ Section 1350 Certification of Chief Financial Officer 101.INS ​ XBRL Instance Document - The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. 101.SCH ​ XBRL Taxonomy Extension Schema 101.CAL ​ XBRL Taxonomy Extension Calculation Linkbase 101.DEF ​ XBRL Taxonomy Extension Definition Document 101.LAB ​ XBRL Taxonomy Extension Label Linkbase 101.PRE ​ XBRL Taxonomy Extension Presentation Linkbase 104 ​ Cover Page Interactive Data File - The cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. ​ ​ ​ 45 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ​ ​ ​ ​ CONSOLIDATED WATER CO. LTD. By: /s/ Frederick W. McTaggart Frederick W. McTaggart Chief Executive Officer (Principal Executive Officer) By: /s/ David W. Sasnett David W. Sasnett Executive Vice President & Chief Financial Officer (Principal Financial and Accounting Officer) Date: November 9, 2023 ​ ​ ​ 46