Other Information
−Removed: During the three months ended June 30, 2024, none of the Company's directors or officers adopted or terminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933).
+Added: Rule 105-1 Trading Plans
+Added: During the three months ended September 30, 2024, none of the Company's directors or officers adopted or terminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933).
+Added: Promissory Note
+Added: On November 13, 2020, the Company entered into a secured promissory note ("Note"), as lender, where the Company loaned $ 1,000 to one of the founders of the Company.
+Added: The note receivable is secured by equity instruments with such founder of the Company.
+Added: On March 22, 2022, the maturity date of the Note was extended, as allowed under the terms of the Note, resulting in an extension of the maturity date to November 13, 2023 ("First Amendment").
+Added: Effective December 28, 2023, the Company entered into a second amendment of the Note to extend the maturity date of the Note until November 13, 2024.
+Added: Effective November 13, 2024, the Company entered into a third amendment of the Note ("Third Amendment") to extend the maturity date of the Note until November 13, 2029.
+Added: The foregoing description of the Third Amendment to the Note is qualified in its entirety by reference to the Note, which is included as Exhibit 10.1 hereto.
Documents filed as part of this report
Description Location
−Removed: 10.1† Offer Letter from Charlotte’s Web Holdings, Inc.
−Removed: to Erika Lind, dated June 17, 2024.
−Removed: Exhibit 10.1 to the Current Report on Form 8-K (File No.
−Removed: 000-56364) filed with the SEC on June 20, 2024 is incorporated herein by reference.
−Removed: 10.2† Consulting Agreement between Char lotte’s Web Holdings, Inc.
−Removed: and Jared Stanley, dated June 13, 2024 .
+Added: Third Amendment to Secured Promissory Note, dated November 13, 2024
Filed herewith
19 unchanged sentences
CHARLOTTE'S WEB HOLDINGS, INC.
−Removed: August 8, 2024 By:
+Added: November 14, 2024 By:
/s/ Erika Lind
3 unchanged sentences
Signatures Title Date
−Removed: /s/ William Morachnick Chief Executive Officer (Principal Executive Officer) August 8, 2024
+Added: /s/ William Morachnick Chief Executive Officer (Principal Executive Officer) November 14, 2024
William Morachnick
−Removed: /s/ Erika Lind Chief Financial Officer (Principal Financial Officer) August 8, 2024
−Removed: /s/ Sarah Cambridge Chief Accounting Officer (Principal Accounting Officer) August 8, 2024
+Added: /s/ Erika Lind Chief Financial Officer (Principal Financial Officer) November 14, 2024
+Added: /s/ Sarah Cambridge Chief Accounting Officer (Principal Accounting Officer) November 14, 2024
Sarah Cambridge
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.