Other Information
−Removed: During the three months ended September 30, 2023, none of the Company’s directors or officers adopted or terminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933).
+Added: During the three months ended March 31, 2024, none of the Company's directors or officers adopted or terminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933).
Documents filed as part of this report.
Description Location
−Removed: 10.1 Offer Letter from Charlotte’s Web Holdings, Inc.
−Removed: to William Morachnick, dated September 12, 2023.
−Removed: Exhibit 10.1 to the Current Report on Form 8-K (File No.
−Removed: 000-56364) filed with the SEC on September 13, 2023
+Added: Amendment No.
+Added: 1 to Charlotte's Web Holdings, Inc.
+Added: Amended 2018 Long-Term Incentive Plan dated April 29, 2021.
+Added: Exhibit 10.18.1 to the Annual Report on Form 10-K (File No.
+Added: 000-56364) filed with the SEC on March 21, 2024 is incorporated herein by reference.
+Added: Letter dated as of March 19, 2024 to Jessica Saxton re:
+Added: Amendment to Offer of Employment with Charlotte’s Web Holdings, Inc.
+Added: Exhibit 10.28.1 to the Annual Report on Form 10-K (File No.
+Added: 000-56364) filed with the SEC on March 21, 2024 is incorporated herein by reference.
+Added: First Amendment to Promotional Rights Agreement, executed February 5, 2024, by and among MLB Advanced Media L.P., on its own behalf and on behalf of Major League Baseball Properties, Inc., the Office of the Commissioner of Baseball, The MLB Network, LLC and the Major League Baseball Clubs and Charlotte’s Web Holdings, Inc.
+Added: Exhibit 10.32.1 to the Annual Report on Form 10-K (File No.
+Added: 000-56364) filed with the SEC on March 21, 2024 is incorporated herein by reference.
31.1 Certification of Periodic Report by Principal Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002.
4 unchanged sentences
Section 1350 as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Furnished herewith
+Added: Filed herewith
32.2 Certification of Chief Financial Officer Pursuant to 18 U.S.C.
Section 1350 as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Furnished herewith
+Added: Filed herewith
101.INS Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document Filed herewith
5 unchanged sentences
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) Filed herewith
+Added: † Indicates a management contract or compensatory plan or arrangement.
+Added: ∔ Certain identified information has been excluded from the exhibit pursuant to Item 601(a)(6) and/or Item 601(b)(10)(iv) of Regulation S-K.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
CHARLOTTE'S WEB HOLDINGS, INC.
−Removed: November 9, 2023 By:
/s/ Jessica Saxton
3 unchanged sentences
Signatures Title Date
−Removed: /s/ William Morachnick Chief Executive Officer (Principal Executive Officer) November 9, 2023
+Added: /s/ William Morachnick Chief Executive Officer (Principal Executive Officer) May 8, 2024
William Morachnick
−Removed: /s/ Jessica Saxton Chief Financial Officer (Principal Financial Officer) November 9, 2023
+Added: /s/ Jessica Saxton Chief Financial Officer (Principal Financial Officer) May 8, 2024
Jessica Saxton
−Removed: /s/ Sarah Cambridge Chief Accounting Officer (Principal Accounting Officer) November 9, 2023
+Added: /s/ Sarah Cambridge Chief Accounting Officer (Principal Accounting Officer) May 8, 2024
Sarah Cambridge
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.