CVRx, Inc. 10-Q

Item 5. Other Information During the three months ended March 31, 2024, none of our directors or officers adopted, modified or terminated a “Rule 10 b 5 -1 trading arrangement” or “non-Rule 10 b 5 -1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K. ​ 29 Table of Contents Item 6. Exhibits EXHIBIT INDEX ​ ​ Exhibit No. Description ​ 3.1 ​ Amended and Restated Certificate of Incorporation of CVRx, Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on July 7, 2021) ​ ​ ​ 3.2 ​ Amended and Restated By-Laws of CVRx, Inc. (incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K filed on July 7, 2021) ​ ​ ​ 10.1 ​ Employment Agreement between the Company and Kevin Hykes dated January 26, 2024 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on January 31, 2024) ​ ​ ​ 10.2 ​ Transition and Consulting Agreement between the Company and Nadim Yared dated January 30, 2024 (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on January 31, 2024) ​ ​ ​ 31.1 † ​ Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 ​ 31.2 † ​ Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 ​ 32.1 † ​ Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 ​ 32.2 † ​ Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 ​ ​ ​ 101.INS † ​ Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document ​ 101.SCH † ​ Inline XBRL Taxonomy Extension Schema Document ​ 101.CAL † ​ Inline XBRL Taxonomy Extension Calculation Linkbase Document ​ 101.DEF † ​ Inline XBRL Taxonomy Extension Definition Linkbase Document ​ 101.LAB † ​ Inline XBRL Taxonomy Extension Label Linkbase Document ​ 101.PRE † ​ Inline XBRL Taxonomy Extension Presentation Linkbase Document ​ ​ ​ 104 † ​ Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101) † Filed herewith. 30 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto, duly authorized. Date: May 10, 2024 ​ ​ ​ ​ CVRX, INC. ​ ​ ​ ​ By: /s/ Kevin Hykes ​ Name: Kevin Hykes ​ Title: President and Chief Executive Officer ​ ​ (Principal Executive Officer) ​ ​ ​ ​ By: /s/ Jared Oasheim ​ Name: Jared Oasheim ​ Title: Chief Financial Officer ​ ​ (Principal Financial and Accounting Officer) ​ ​ ​ ​ ​ ​ ​ ​ 31