1 unchanged sentence
(c) Securities Trading Plans of Directors and Executive Officers
−Removed: During the quarter ended March 31, 2024, none of our officers or directors, as defined in Rule 16a - 1 (f), informed us of the adoption or termination of a Rule 10b5 - 1 trading arrangement or a non-Rule 10b5 - 1 trading arrangement, each as defined in Regulation S-K Item 408.
+Added: During the quarter ended June 30, 2024, none of our officers or directors, as defined in Rule 16a - 1 (f), informed us of the adoption or termination of a Rule 10b5 - 1 trading arrangement or a non-Rule 10b5 - 1 trading arrangement, each as defined in Regulation S-K Item 408.
Incorporated by Reference
8 unchanged sentences
Amended and Restated Registration Rights Agreement dated as of July 9, 2021, by and between the Registrant and Baker Bros.
−Removed: Form of Indemnity Agreement between the Registrant and each of its directors and executive officers.
−Removed: 2012 Equity Incentive Plan, as amended, and forms of agreements thereunder.
−Removed: 2024 Equity Incentive Plan and form of agreements thereunder.
−Removed: 2024 Employee Stock Purchase Plan.
−Removed: Offer Letter, dated as of August 14, 2018, by and between the Registrant and Carmine Stengone.
−Removed: Offer Letter, dated as of March 9, 2018, as amended by Amendment to Original Offer Letter, dated as of December 16, 2021, each by and between the Registrant and Daniel Lorrain, Ph.D.
−Removed: Offer Letter, dated as of August 20, 2020, by and between the Registrant and Peter Slover.
−Removed: Lease Agreement, dated January 3, 2018, by and between ARE-SD Region No.
−Removed: 44, LLC and the Registrant.
−Removed: First Amendment to Lease dated February 16, 2018, by and between ARE-SD Region No.
−Removed: 44, LLC and the Registrant.
−Removed: Second Amendment to Lease, dated April 2, 2018, by and between ARE-SD Region No.
−Removed: 44, LLC and the Registrant.
−Removed: Third Amendment to Lease, dated June 15, 2021, by and between ARE-SD Region No.
−Removed: 44, LLC and the Registrant.
−Removed: Lease Termination, dated October 25, 2023, by and between ARE-SD Region No.
−Removed: 44, LLC and the Registrant.
−Removed: Lease Agreement, dated October 25, 2023, by and between ARE-3535/3566 General Atomics Court, LLC and the Registrant.
−Removed: Loan and Security Agreement, dated as of September 1, 2020, by and between the Registrant and Silicon Valley Bank.
−Removed: First Amendment to Loan and Security Agreement, dated as of March 15, 2021, by and between the Registrant and Silicon Valley Bank.
−Removed: License Agreement, dated February 3, 2023, by and between the Registrant and Janssen Pharmaceutica NV.
+Added: Executive Severance Plan, dated May 24, 2024, and form of agreement thereunder .
+Added: Offer Letter, dated May 28, 2024, by and between the Registrant and John Healy.
+Added: Non-Employee Director Compensation Program, as amended.
+Added: Form of Registrant’s Mutual Arbitration Agreement.
Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
9 unchanged sentences
+ Indicates management contract or compensatory plan.
−Removed: † Pursuant to Item 601(b)(10) of Regulation S-K, certain confidential portions of this exhibit have been omitted by means of marking such portions with asterisks as the identified confidential portions are both not material and are the type of information that the Registrant treats as private or confidential.
Pursuant to Item 601(a)(5) of Regulation S-K, certain exhibits and schedules have been omitted.
3 unchanged sentences
Contineum Therapeutics, Inc.
+Added: August 14, 2024
/s/ Carmine Stengone
2 unchanged sentences
(Principal Executive Officer)
+Added: August 14, 2024
/s/ Peter Slover
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.