Other Information.
+Added: On March 10, 2024 , Tobin Juvenal , our Chief Commercial Officer , adopted a Rule 10b5-1 trading arrangement providing for the sale from time to time of an aggregate of up to 76,361 shares of our common stock plus any additional shares that remain unsold under his previous arrangement.
+Added: The new trading arrangement is intended to satisfy the affirmative defense in Rule 10b5-1(c).
+Added: The duration of the trading arrangement is estimated to be from June 9, 2024 until December 31, 2024 .
+Added: On March 15, 2024 , Kristen Oelschlager , our Chief Operating Officer , adopted a Rule 10b5-1 trading arrangement providing for the sale from time to time of an aggregate of up to 31,585 shares of our common stock.
+Added: The new trading arrangement is intended to satisfy the affirmative defense in Rule 10b5-1(c).
+Added: The duration of the trading arrangement is estimated to be from July 1, 2024 until June 30, 2025.
+Added: No other officers or directors, as defined in Rule 16a-1(f), adopted and/or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement, as defined in Regulation S-K Item 408, during the last fiscal quarter.
Exhibit Number Description of document
8 unchanged sentences
333-232369), as amended, originally filed with the SEC on June 26, 2019.
−Removed: 10.1#* Purchase Sale Agreement of Land, dated July 10, 2023, by and between the Registrant and Hal B.
−Removed: 10.2* Sixth Amendment to Standard Office Lease, dated August 2 , 2023, by and between the Registrant and Alturas Siete I, LLC.
−Removed: 10.3* First Amendme nt to Purchase Sale Agreement of Land, dated October 4 , 2023, by and between the Registrant and Hal B.
+Added: 10.1# Loan and Security Agreement, dated March 26, 2024, by and among the Registrant and Silicon Valley Bank, incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on March 27, 2024.
+Added: First Amendment to Lease Agreement, dated March 26, 2024 by and between the Registrant and ACA Concourse East Unit 3 LLC.
+Added: 10.3* Amended Participation Agreement, dated April 1, 2024, by and between the Company and Tobin Juvenal.
+Added: 10.4* Amended Participation Agreement, dated April 1, 2024, by and between the Company and Kristen Oelschlager.
+Added: 10.5* Amended Participation Agreement, dated April 2, 2024, by and between the Company and Derek Maetzold.
+Added: 10.6* Amended Participation Agreement, dated April 2, 2024, by and between the Company and Frank Stokes.
31.1* Certification of Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) of the Exchange Act.
16 unchanged sentences
Pursuant to Item 601(b)(10) of Regulation S-K, certain portions of this exhibit have been omitted (indicated by “[***]”) because the Company has determined that the information is not material and is the type that the Company treats as private or confidential.
+Added: + Pursuant to Item 601(b)(2) of Regulation S-K, certain portions of this exhibit have been omitted (indicated by “[***]”) because the Company has determined that the information is not material and is the type that the Company treats as private or confidential.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
CASTLE BIOSCIENCES, INC.
−Removed: November 2, 2023 By:
+Added: May 2, 2024 By:
President and Chief Executive Officer
(Principal Executive Officer)
−Removed: November 2, 2023 By:
+Added: May 2, 2024 By:
/s/ Frank Stokes
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.