32 unchanged sentences
Other Information
+Added: On March 23, 2024, the Company’s Board approved and adopted an amended Code of Ethics, Insider Trading Policy
+Added: and Clawback Policy.
+Added: The amendments to the Code of Ethics were primarily administrative and technical in nature, with the principal exception
+Added: being the separation of the Insider Trading Policy into a separate, new policy for such purpose.
+Added: The foregoing description does not purport
+Added: to be complete and is qualified in its entirety by the full text of each such of policy, copies of which are filed as Exhibits 14.1, 19.1
+Added: and 97 to this Report.
+Added: the three-month period ended December 31, 2023, no officer or director has adopted any Rule 10b5-1 trading arrangement or any non-Rule
+Added: 10b5-1 trading arrangement within the meaning of Item 408 of Regulation S-K promulgated under the Securities Act of 1933 .
+Added: Disclosure Regarding Foreign Jurisdictions that Prevent Inspections
information required by Item 10 (Directors, Executive Officers and Corporate Governance), Item 11 (Executive Compensation), Item 12 (Security
19 unchanged sentences
Exclusive License and Research Collaboration Agreement between the Company and Merck Sharp & Dohme Corp., dated January 2, 2019***
−Removed: Placement Agency Agreement, dated January 29, 2020
−Removed: Form of Securities Purchase Agreement**
−Removed: Engagement Letter, dated February 26, 2020
−Removed: Form of Securities Purchase Agreement, dated February 27, 2020**
−Removed: Form of Securities Purchase Agreement, dated March 9, 2020**
License Agreement, dated February 18, 2020, between the Company and Kansas State University Research Foundation****
5 unchanged sentences
Consulting and Scientific Advisory Board Agreement, dated April 13, 2021 with Roger Kornberg
+Added: Securities Purchase Agreement dated April 1, 2023
+Added: Code of Ethics
+Added: Insider Trading Policy
Consent of Weinberg & Company
2 unchanged sentences
Certification of Principal Financial Officer (302)
−Removed: Instance Document
−Removed: Taxonomy Extension Schema Document
−Removed: Taxonomy Extension Calculation Linkbase Document
−Removed: Taxonomy Extension Definition Linkbase Document
−Removed: Taxonomy Extension Label Linkbase Document
−Removed: Taxonomy Extension Presentation Linkbase Document
+Added: Clawback policy
+Added: XBRL Instance Document
+Added: XBRL Taxonomy Extension Schema Document
+Added: XBRL Taxonomy Extension Calculation Linkbase Document
+Added: XBRL Taxonomy Extension Definition Linkbase Document
+Added: XBRL Taxonomy Extension Label Linkbase Document
+Added: XBRL Taxonomy Extension Presentation Linkbase Document
Represents management contracts or compensatory plan or arrangement.
22 unchanged sentences
Phillip Frost
+Added: Richard Pfenniger
Anthony Japour
−Removed: Financial Officer and Co-Interim Chief Executive Officer (Principal Financial, Accounting and Executive Officer)
−Removed: and Co-Interim Chief Executive Officer (Principal Executive Officer)
+Added: Financial Officer and Co-Chief Executive Officer (Principal Financial, Accounting and Executive Officer)
+Added: and Co-Chief Executive Officer (Principal Executive Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.