Vita Coco Company, Inc. 10-Q

Item 5. Other Information. Rule 10b5-1 Trading Plans 35 Table of Contents In accordance with the disclosure requirements set forth in Item 408(a) of Regulation S-K, the following table discloses any officer (as defined in Rule 16a-1(f) under the Exchange Act), director, or entity controlled by such officer or director who adopted or terminated a contract, instruction, or written plan for the sale of securities of the Company intended to satisfy the affirmative defense of Rule 10b5-1(c) during the quarterly period ended March 31, 2025: Name Title Action Taken Date of Action Duration of Trading Arrangement Aggregate Number of Securities to be Sold Kenneth Sadowsky Rev Trust - Kenneth Sadowsky TTEE Director Adoption March 7, 2025 June 18, 2025 to June 22, 2026 Up to 60,700 shares of Common Stock Martin Roper Chief Executive Officer and Director Adoption March 7, 2025 June 18, 2025 to June 19, 2026 Up to 140,000 shares of Common Stock, subject to a daily maximum of 5,000 shares The Christopher G. Roper Exempt Family Trust A trust for which Mr. Roper's spouse is the trustee Adoption March 7, 2025 June 16, 2025 to June 19, 2026 Up to 140,000 shares of Common Stock, subject to a daily maximum of 5,000 shares The Peter S. Roper Exempt Family Trust A trust for which Mr. Roper's spouse is the trustee Adoption March 7, 2025 June 16, 2025 to June 19, 2026 Up to 140,000 shares of Common Stock, subject to a daily maximum of 5,000 shares The Thomas L. Roper Exempt Family Trust A trust for which Mr. Roper's spouse is the trustee Adoption March 7, 2025 June 16, 2025 to June 19, 2026 Up to 140,000 shares of Common Stock, subject to a daily maximum of 5,000 shares Jane Prior Chief Marketing Officer Adoption March 14, 2025 December 31, 2025 to February 03, 2026 Up to 50,000 shares of Common Stock Jonathan Burth Chief Operating Officer Adoption March 14, 2025 August 01, 2025 to July 31, 2026 Up to 90,000 shares of Common Stock Other than as disclosed above, no other officer, director or entity controlled by such officer or director adopted , modified or terminated a contract, instruction or written plan for the purchase or sale of securities of the Company intended to satisfy the affirmative defense of Rule 10b5-1(c) or a non-Rule 10b5-1 trading arrangement. 36 Table of Contents Item 6. Exhibits. Exhibit Number Exhibit Description Incorporated by Reference Filed / Furnished Herewith Form File No. Exhibit Filing Date 3.1 Second Amended and Restated Certificate of Incorporation. 8-K 001-40950 3.1 10/25/21 3.2 Amended and Restated Bylaws. 8-K 001-40950 3.2 10/25/21 4.1 Specimen Common Stock Certificate of The Vita Coco Company, Inc. S-1 333-259825 4.1 9/27/21 4.2+ Registration Rights Agreement, by and among The Vita Coco Company, Inc. and certain security holders of The Vita Coco Company, Inc., dated as of October 20, 2021. 8-K 001-40950 10.1 10/25/21 4.3+ Investor Rights Agreement, among The Vita Coco Company, Inc., Verlinvest Beverages SA, Michael Kirban and Ira Liran, dated as of October 20, 2021. 8-K 001-40950 10.2 10/25/21 4.4 Form of Indenture S-3 333-271583 4.4 5/2/23 10.1+ Fifth Amendment to the Credit Agreement, by and between The Vita Coco Company, Inc., the Guarantors, and Wells Fargo Bank, National Association, dated as of February 14, 2025. 10-K 001-40950 10.5 2/26/2025 31.1 Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a). * 31.2 Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a). * 32.1 Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350. ** 32.2 Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350. ** 101.INS Inline XBRL Instance Document—the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. * 101.SCH Inline XBRL Taxonomy Extension Schema Document * 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document * 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document * 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document * 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document * 37 Table of Contents 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) _______________________ *  Filed herewith. **   Furnished herewith. +    Certain portions of this exhibit (indicated by “####”) have been redacted pursuant to Regulation S-K, Item 601(a)(6). 38 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. THE VITA COCO COMPANY, INC. Date: April 30, 2025 By: /s/ Martin Roper Martin Roper Chief Executive Officer and Director (Principal Executive Officer) Date: April 30, 2025 By: /s/ Corey Baker Corey Baker Chief Financial Officer (Principal Financial Officer) 39