Vita Coco Company, Inc. 10-Q

Item 5. Other Information. Not applicable. 88 Table of Contents Item 6. Exhibits. Incorporated by Reference Filed / Furnished Herewith Exhibit Number Exhibit Description Form File No. Exhibit Filing Date 3.1 Second Amended and Restated Certificate of Incorporation of The Vita Coco Company, Inc. 8-K 001-40950 3.1 10/25/2021 3.2 Amended and Restated Bylaws of The Vita Coco Company, Inc. 8-K 001-40950 3.2 10/25/2021 4.1 Specimen Stock Certificate evidencing the shares of common stock. S-1 333-259825 4.1 9/27/2021 4.2 Registration Rights Agreement, dated October 20, 2021, by and among The Vita Coco Company, Inc. and each other person identified on the schedule of investors attached thereto. 8-K 001-40950 10.1 10/25/2021 4.3 Investor Rights Agreement, dated October 20, 2021, by and among The Vita Coco Company, Inc. and each other person identified on the schedule of investors attached thereto. 8-K 001-40950 10.2 10/25/2021 10.1 2021 Incentive Award Plan and form of option agreements thereunder S-1/A 333-259825 10.4 10/12/2021 10.2 2021 Employee Stock Purchase Program S-1/A 333-259825 10.5 10/12/2021 10.3 Non-Employee Director Compensation Policy S-1/A 333-259825 10.6 10/12/2021 10.4 Form of Indemnification Agreement for Directors and Officers S-1/A 333-259825 10.7 10/12/2021 10.5 Michael Kirban’s Employment Agreement * 10.6 Martin Roper’s Employment Agreement * 31.1 Certification of Co-Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a). * 31.2 Certification of Co-Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a). * 31.3 Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a). * 32.1 Certification of Co-Chief Executive Officer pursuant to 18 U.S.C. Section 1350. * * 32.2 Certification of Co-Chief Executive Officer pursuant to 18 U.S.C. Section 1350. * * 32.3 Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350. * * 101.INS Inline XBRL Instance Document—the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. * 101.SCH Inline XBRL Taxonomy Extension Schema Document * 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document * 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document * 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document * 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document * 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) *   Filed herewith. **   Furnished herewith.         89 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. THE VITA COCO COMPANY, INC. Date: November 17, 2021 By: /s/ Martin Roper Martin Roper Co-Chief Executive Officer and Director (Co-Principal Executive Officer) Date: November 17, 2021 By: /s/ Michael Kirban Michael Kirban Co-Chief Executive Officer, Chairman and Director (Co-Principal Executive Officer) Date: November 17, 2021 By: /s/ Kevin Benmoussa Kevin Benmoussa Chief Financial Officer (Principal Financial and Accounting Officer) 90