7 unchanged sentences
Cybersecurity risk is initially overseen at ConnectOne by the management IT Committee (the “ITC”).
−Removed: The members of this committee include, as co-chairs, the Chief Compliance Officer and the Chief Technology Officer.
+Added: The members of this committee include, as co-chairs, the Chief Compliance Officer and the Chief Data & Development Officer.
Additional members are our Information Security Officer, Information Technology (“IT”) Manager, Chief Risk Officer, Chairman & Chief Executive Officer, Chief Digital Officer and Chief Brand and Innovation Officer.
−Removed: Tarak Patel, Information Security Officer - Mr.
−Removed: Patel has facilitated the management of information security programs at financial institutions for over 17 years.
−Removed: Sharif Alexandre, Chief Technology Officer - Mr.
−Removed: Alexandre has over 20 years industry experience including managing Information Technology and Software Development teams at organizations ranging from technology startups to Fortune 500 companies.
−Removed: He recently oversaw IT operations and currently leads the Software Development and Data Management teams at the Bank.
+Added: Set forth below is certain background information regarding the senior members of the ITC:
+Added: Sharif Alexandre, Chief Data & Development Officer – Mr.
+Added: Alexandre leads the software development and data management teams at the Bank.
+Added: He has over 20 years of industry experience, including managing information technology and software development teams for organizations ranging from technology startups to Fortune 500 companies.
+Added: His prior experience at the Bank also includes the oversight of IT operations.
Laura Criscione, Chief Compliance Officer – Ms.
−Removed: Criscione oversees the company’s Compliance and Information Security.
−Removed: Criscione has overseen Compliance and IT Operations throughout her more than 30-year career in financial institutions.
−Removed: Dale Dwaileebe, IT Manager - Mr.
−Removed: Dwaileebe has over 20 years of IT experience, is a current member of Infragard, and holds multiple industry recognized certifications.
−Removed: Michael O’Malley, Chief Risk Officer – Mr.
−Removed: O’Malley oversees entity-wide risk management, including cybersecurity related risk.
+Added: Criscione oversees the company’s compliance and information security functions.
+Added: She has more than 30 years of experience in the financial services industry, with an extensive background in overseeing compliance and IT operations.
+Added: ● Mark Pappas, Chief Risk Officer – Mr.
+Added: Pappas oversees entity-wide risk management, including cybersecurity-related risks.
+Added: He previously served as Executive Vice President and Chief Risk Officer for Amalgamated Bank and as Director of Internal Audit for Alma Bank.
● Ali Mattera, Chief Digital Officer – Ms.
−Removed: Mattera is a technology subject matter expert with over 13 years of IT leadership and over 18 years of financial service experience.
−Removed: In her career she has been responsible for technology/digital strategy, enterprise program management, data analytics and IT service management at other financial institutions.
+Added: Mattera has over 19 years of experience in the financial services industry, including 13 years in IT leadership.
+Added: Throughout her career at various financial institutions, she has been responsible for technology and digital strategy, enterprise program management, data analytics, and IT service management.
In addition to the members above, Frank Sorrentino III, Chairman & Chief Executive Officer and Siya Vansia, Chief Brand & Innovation Officer are also members of the ITC due to their roles in overseeing entity-wide management.
−Removed: In order to ensure that cybersecurity risk management is integrated into the Company’s overall risk management plans, systems and processes, members of the ITC, along with other lines of business heads, report to the management Enterprise Risk Management Committee (the “ERMC”) , which in turn reports to the Board Audit and Risk Committee quarterly.
−Removed: The ERMC consists of the Company’s Chief Risk Officer, Chairman & CEO, President, Chief Financial Officer, Treasurer, Chief Compliance Officer, Chief Technology Officer and Chief Credit Officer .
−Removed: In addition, the Company’s Chief Technology Officer attends Company Board of Directors meetings and provides an information technology ("IT") report at each meeting.
+Added: In order to ensure that cybersecurity risk management is integrated into the Company’s overall risk management plans, systems and processes, members of the ITC, along with other lines of business heads, report to the management Enterprise Risk Management Committee (the “ERMC”), which in turn reports to the Board Risk Committee quarterly.
+Added: The ERMC consists of the Company’s Chief Risk Officer, Chairman & CEO, President, Chief Financial Officer, Treasurer & Chief Corporate Development Officer, Chief Compliance Officer, Chief Data & Development Officer , General Counsel and Chief Credit Officer.
+Added: In addition, the Company’s Chief Data & Development Officer attends Company Board of Directors meetings and provides an IT report at each meeting.
The Company’s cybersecurity risk mitigation program involves a combination of internal resources and the use of third parties.
8 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.