15 unchanged sentences
Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.
+Added: CONNECTONE BANCORP, INC.
+Added: AND SUBSIDIARIES
+Added: NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
As part of the Company’s program to comply with Section 404 of the Sarbanes-Oxley Act of 2002, our management assessed the effectiveness of the Company’s internal control over financial reporting as of December 31, 2024 (the “Assessment”).
8 unchanged sentences
Other Information
+Added: CONNECTONE BANCORP, INC.
+Added: AND SUBSIDIARIES
+Added: NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
Directors, Executive Officers and Corporate Governance
1 unchanged sentence
It is expected that such Proxy Statement will be filed with the Securities and Exchange Commission no later than April 30, 2025.
+Added: The following table presents information about our executive officers who are not members of the Board of Directors:
+Added: Position with Company
+Added: Experience Over the Past 5 years
+Added: Senior Executive Vice President and Chief Financial Officer
+Added: Chief Financial Officer of the Company since 2012
+Added: Laura Criscione, 57
+Added: Executive Vice President and Chief Compliance Officer
+Added: Executive Officer of the Company and the Bank since 2005
+Added: Michael O’Malley, 47
+Added: Executive Vice President and Chief Risk Officer
+Added: Chief Risk Officer of the Company since 2020;
+Added: previously at OnDeck Capital, Director of Enterprise Risk and Strategic Initiatives, Head of Operational Risk from 2018 to 2020
Executive Compensation
1 unchanged sentence
It is expected that such Proxy Statement will be filed with the Securities and Exchange Commission no later than April 30, 2025.
+Added: CONNECTONE BANCORP, INC.
+Added: AND SUBSIDIARIES
+Added: NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
7 unchanged sentences
It is expected that such Proxy Statement will be filed with the Securities and Exchange Commission no later than April 30, 2025.
+Added: CONNECTONE BANCORP, INC.
+Added: AND SUBSIDIARIES
+Added: NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
Exhibits, Financial Statement Schedules
9 unchanged sentences
Exhibits (numbered in accordance with Item 601 of Regulation S-K) filed herewith or incorporated by reference as part of this annual report.
+Added: Agreement and Plan of Merger dated September 4, 2024 by and between ConnectOne Bancorp, Inc., and The First of Long Island Corporation (incorporated by reference to Exhibit 2.1 to the Registrant’s Current Report on Form 8-K filed on September 5, 2024)
The Registrant’ s Restated Certificate of Incorporation as of May 21, 2020 is incorporated by reference to Exhibit 3.1 to the Registrant ’ s Current Report on Form 8-K filed with the SEC on May 22, 2020.
3 unchanged sentences
Specimen of the Company’ s 5.25% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A Certificate (incorporated herein by reference to Exhibit 4.1 to the Company ’ s Registration Statement on Form 8-A, filed on August 19, 2021).
−Removed: Deposit Agreement, dated as of August 19, 2021, among the Company, Broadridge Corporate Issuer Solutions, Inc., as depositary, and the holders from time to time of the depositary receipts described therein
+Added: Deposit Agreement, dated as of August 19, 2021, among the Company, Broadridge Corporate Issuer Solutions, Inc., as depositary, and the holders from time to time of the depositary receipts described therein (incorporated herein by reference to Exhibit 4.3 to the Company's Current Report on Form 8-K filed on August 19, 2021)
Indenture dated as of December 19, 2003, between the Registrant and Wilmington Trust Company relating to $5.0 million aggregate principal amount of floating rate debentures is incorporated by reference to Exhibit 10.16 of the Registrant’ s Annual Report on Form 10-K for the year ended December 31, 2003.
1 unchanged sentence
Guarantee Agreement between Registrant and Wilmington Trust Company dated as of December 19, 2003 is incorporated by reference to Exhibit 10.18 of the Registrant’ s Annual Report on Form 10-K for the year ended December 31, 2003.
+Added: CONNECTONE BANCORP, INC.
+Added: AND SUBSIDIARIES
+Added: NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
Second Amended and Restated Employment Agreement, dated as of June 1, 2017, by and among the Registrant, ConnectOne Bank and Frank Sorrentino III, is incorporated by reference to Exhibit 10.1 to the Registrant ’ s Current report on Form 8-K filed with the SEC on June 5, 2017.
8 unchanged sentences
Burns and Elizabeth Magennis (3) *
+Added: CONNECTONE BANCORP, INC.
+Added: AND SUBSIDIARIES
+Added: NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
Form of Supplemental Executive Retirement Plan by and between the Bank and each of Frank Sorrentino III, William S.
4 unchanged sentences
Bank National Association, as Trustee is incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K filed with the SEC on June 15, 2020.
+Added: Insider Trading Policy
Subsidiaries of the Registrant
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Cover Page Interactive Data File – the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
−Removed: Management contract on compensatory plan or arrangement.
−Removed: Incorporated by reference from Exhibits 10.7, 10.8, 10.9 and 10.10, the Registrant’s Annual Report on Form 10-K for the year ending December 31, 2014
+Added: Management contract or compensatory plan or arrangement.
Incorporated by reference from Exhibit 4.1 of Registrant’s Current Report on Form 8-K filed January 17, 2018
2 unchanged sentences
Incorporated by reference from Exhibit 10.1 to the Registrant's Current Report on Form 8-K filed April 8, 2022
+Added: Incorporated by reference to Exhibit 97 to the Registrants Annual Report on Form 10K for the year ended December 31, 2023
All financial statement schedules are omitted because they are either inapplicable or not required, or because the required information is included in the Consolidated Financial Statements or notes thereto.
Filed herewith.
+Added: CONNECTONE BANCORP, INC.
+Added: AND SUBSIDIARIES
+Added: NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, ConnectOne Bancorp, Inc.
23 unchanged sentences
Nicholas Minoia
−Removed: /s/ William A.
/s/ Katherin Nukk-Freeman
Katherin Nukk-Freeman
+Added: /s/ Susan O'Donnell
+Added: Susan O'Donnell
/s/ Daniel Rifkin
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.