Item 4. Controls and Procedures
Item 4. Controls and Procedures
a) Disclosure controls and procedures . As of
the end of the Company’s most recently completed fiscal quarter covered by this report, the Company carried out an evaluation, with
the participation of the Company’s management, including the Company’s chief executive officer and chief financial officer,
of the effectiveness of the Company’s disclosure controls and procedures pursuant to Securities Exchange Act Rule 13a-15. Based
upon that evaluation, the Company’s chief executive officer and chief financial officer concluded that the Company’s disclosure
controls and procedures are effective in ensuring that information required to be disclosed by the Company in the reports that it files
or submits under the Securities Exchange Act is recorded, processed, summarized and reported, within the time periods specified in the
SEC’s rules and forms and are operating in an effective manner and that such information is accumulated and communicated to management,
including the Company’s chief executive officer and chief financial officer, as appropriate to allow timely decisions regarding
required disclosure.
b) Changes in internal controls over financial reporting .
There have been no changes in the Company’s internal controls over financial reporting that occurred during the Company’s
last fiscal quarter to which this report relates that have materially affected, or are reasonably likely to materially affect, the Company’s
internal control over financial reporting.
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Table of Contents
PART II – OTHER INFORMATION
Item 1. Legal Proceedings
The Company is not subject to any legal proceedings,
which could have a materially adverse impact on its results of operations and financial condition.
Item 1a. Risk Factors
There have been no material changes to the risks inherent
in our business from those described under Item 1A – Risk Factors of our Annual Report on Form 10-K for the year ended December
31, 2020.
Item 2. Unregistered Sales of Equity Securities
and Use of Proceeds
See “Item 2- Management’s Discussion and Analysis of Financial
Condition and Results of Operations – Shareholders’ Equity”
Item 3. Defaults Upon Senior Securities
Not applicable
Item 4. Mine Safety Disclosures
Not applicable
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.