Item 5. Other Information
Item 5. Other Information
N o n e .
37
Table of Contents
Item 6. Exhibits
Incorporation by Reference
Exhibit
No.
Description
Filed with
this
Form 10-Q
Form
Filing Date
Exhibit
No.
4.1
Form of Pre-Funded Common Stock Purchase Warrant
8-K
May 8, 2026
4.1
4.2
Form of Series A Common Stock Purchase Warrant
8-K
May 8, 2026
4.2
4.3
Form of Series B Common Stock Purchase Warrant
8-K
May 8, 2026
4.3
4.4
Form of Series C Common Stock Purchase Warrant
8-K
May 8, 2026
4.4
4.5
Form of Placement Agent Warrant
8-K
May 8, 2026
4.5
10.1
Form of Securities Purchase Agreement, dated May 4, 2026, by and among the Company and the institutional investors identified on the signatures pages thereto
8-K
May 8, 2026
10.1
10.2
Form of Securities Purchase Agreement, dated May 4, 2026, by and among the Company and the members of management identified on the signatures pages thereto
8-K
May 8, 2026
10.2
10.3
Form of Registration Rights Agreement, dated May 4, 2026, by and among the Company and the investors identified on the signature pages thereto
8-K
May 8, 2026
10.3
10.4
Form of Placement Agency Agreement, dated May 4, 2026, by and between the Company and Ladenburg Thalmann & Co. Inc.
8-K
May 8, 2026
10.4
10.5
Letter Agreement, dated May 4, 2026, by and between the Company and Nantahala Capital Management, LLC
8-K
May 8, 2026
10.5
10.6
Cellectar Biosciences, Inc. 2021 Stock Incentive Plan, as Amended
8-K
July 10, 2026
10.1
31.1
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
X
31.2
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
X
32.1
Certification of Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
X
101
Interactive Data Files
X
104
Cover Page Interactive Data File (Embedded within the Inline XBRL document and included in Exhibit).
X
38
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
CELLECTAR BIOSCIENCES, INC.
Date: August 13, 2026
By:
/s/ James V. Caruso
James V. Caruso
President and Chief Executive Officer
(Principal Executive Officer)
Date: August 13, 2026
By:
/s/ Chad J. Kolean
Chad J. Kolean
Chief Financial Officer
(Principal Financial and Accounting Officer)
39
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.