Item 5. Other Information
Item 5. Other Information
N o n e .
36
Table of Contents
Item 6. Exhibits
Incorporation by Reference
Exhibit
No.
Description
Filed with
this
Form 10-Q
Form
Filing Date
Exhibit
No.
10.1
Form of Common Warrant
S-1/A
June 30, 2025
4.2
10.2
Form of Pre-Funded Warrant
S-1/A
June 30, 2025
4.3
10.3
Form of Representative Warrant
S-1/A
June 30, 2025
4.4
10.4
Form of Warrant Agency Agreement
S-1/A
June 30, 2025
4.5
10.5
Inducement Letter in consideration for Exercise of the Common Stock Purchase Warrants issued on October 25, 2022, July 21, 2024 and July 2, 2025
8-K
October 10, 2025
10.1
10.6
Form of Series I Common Stock Purchase Warrant
8-K
October 10, 2025
4.1
10.7
Form of Series II Common Stock Purchase Warrant
8-K
October 10, 2025
4.2
3.1
31.1
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
X
31.2
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
X
32.1
Certification of Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
X
101
Interactive Data Files
X
104
Cover Page Interactive Data File (Embedded within the Inline XBRL document and included in Exhibit).
X
37
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
CELLECTAR BIOSCIENCES, INC.
Date: November 13, 2025
By:
/s/ James V. Caruso
James V. Caruso
President and Chief Executive Officer
(Principal Executive Officer)
Date: November 13, 2025
By:
/s/ Chad J. Kolean
Chad J. Kolean
Chief Financial Officer
(Principal Financial and Accounting Officer)
38
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.