Charlie's Holdings, Inc. 10-Q

ITEM 5. OTHER INFORMATION   None.   ITEM 6. EXHIBITS   (a)   Exhibits 10.1   Form of Securities Purchase Agreements, dated March 19, 2021 (Exhibit 10.1 to the Current Report on Form 8-K, filed March 23, 2021). 10.2   Employment Agreement, dated April 1, 2021, by and between Charlie's Holdings, Inc. and Henry Sicignano III (Exhibit 10.1 to the Current Report on Form 8-K, filed April 1, 2021). 31.1   Certification of the Principal Executive Officer pursuant to Rule 13a-14(a) and 15d-14(a). 31.2   Certification of the Principal Financial and Accounting Officer pursuant to Rule 13a-14(a) and 15d-14(a). 32.1   Certification by the Principal Executive Officer pursuant to 18 U.S.C. 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2   Certification by the Principal Financial and Accounting Officer pursuant to 18 U.S.C. 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.   101.INS   XBRL Instance Document 101.SCH   XBRL Taxonomy Extension Schema 101.CAL   XBRL Taxonomy Extension Calculation Linkbase 101.DEF   XBRL Taxonomy Extension Definition Linkbase 101.LAB   XBRL Taxonomy Extension Label Linkbase 101.PRE   XBRL Taxonomy Extension Presentation Linkbase           -38- Table of Contents     SIG N A TURES   In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.       Date: May 17, 2021   CHARLIE’S HOLDINGS, INC.               By: /s/ Brandon Stump       Brandon Stump Chief Executive Officer and Chair of the Board (Principal Executive Officer)               /s/ Matthew P. Montesano       Matthew P. Montesano Chief Financial Officer (Principal Financial and Accounting Officer)                -39-