OTHER INFORMATION
−Removed: Certification of the Principal Executive Officer pursuant to Rule
−Removed: 13a-14(a) and 15d-14(a).
−Removed: Certification of the Principal Financial and Accounting Officer
−Removed: pursuant to Rule 13a-14(a) and 15d-14(a).
−Removed: Certification by the Principal Executive Officer pursuant to 18
−Removed: 1350 as adopted pursuant to Section 906 of the
−Removed: Sarbanes-Oxley Act of 2002.
−Removed: Certification by the Principal Financial and Accounting Officer
−Removed: pursuant to 18 U.S.C.
−Removed: 1350 as adopted pursuant to Section 906 of
−Removed: the Sarbanes-Oxley Act of 2002.
+Added: Form of Securities Purchase Agreements,
+Added: dated March 19, 2021 (Exhibit 10.1 to the Current Report on Form
+Added: 8-K, filed March 23, 2021).
+Added: Employment Agreement, dated April 1,
+Added: 2021, by and between Charlie's Holdings, Inc.
+Added: and Henry Sicignano
+Added: III (Exhibit 10.1 to the Current Report on Form 8-K, filed April 1,
+Added: Certification of the Principal Executive
+Added: Officer pursuant to Rule 13a-14(a) and
+Added: Certification of the Principal Financial
+Added: and Accounting Officer pursuant to Rule 13a-14(a) and
+Added: Certification by the Principal Executive
+Added: Officer pursuant to 18 U.S.C.
+Added: 1350 as adopted pursuant to Section
+Added: 906 of the Sarbanes-Oxley Act of 2002.
+Added: Certification by the Principal Financial
+Added: and Accounting Officer pursuant to 18 U.S.C.
+Added: 1350 as adopted
+Added: pursuant to Section 906 of the Sarbanes-Oxley Act of
XBRL Instance Document
4 unchanged sentences
XBRL Taxonomy Extension Presentation Linkbase
−Removed: S IGNA T URES
+Added: SIG N A TURES
accordance with the requirements of the Exchange Act, the
1 unchanged sentence
undersigned, thereunto duly authorized.
−Removed: November 13, 2020
CHARLIE’S HOLDINGS, INC.
3 unchanged sentences
(Principal Executive Officer)
−Removed: /s/ David Allen
+Added: /s/ Matthew P.
Chief Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.