Item 5. Market for Registrant’s Common Equity
Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities.
Market Information
Our Common Stock is currently quoted on the OTC market and with a ticker symbol of CGEH. Our non-voting common stock is not currently quoted on any market and does not have a ticker symbol. The below prices are in respect of the Common Stock, par value $0.001 per share, following the Effective Date. The below prices represent inter-dealer quotations without retail mark-up, markdown or commission and may not necessarily represent actual transactions:
Low ($)
High ($)
Fiscal 2026 to Date
First Quarter (through June 25, 2025)
$0.90
$1.12
Fiscal 2025
Fourth Quarter
$0.62
$0.76
Third Quarter
-
-
Second Quarter
-
-
First Quarter
-
-
Fiscal 2024
Fourth Quarter
-
-
The below prices are in respect of the common stock, par value $0.001 per share, of Capstone Green Energy Corporation prior to the Effective Date (the “Old Common Stock”). The below prices represent inter-dealer quotations without retail mark-up, markdown or commission and may not necessarily represent actual transactions:
Low ($)
High ($)
Fiscal 2024
Third Quarter (through December 7, 2023)
$0.10
$0.25
Second Quarter
$0.50
$0.86
First Quarter
$1.17
$1.24
Stockholders
As of June 26, 2025, there were 283 stockholders of record of our Common Stock and 10 stockholders of record of our non-voting common stock. This does not include the number of persons whose stock is held in nominee or “street name” accounts through brokers.
Dividends
We have never declared or paid any cash dividends on our capital stock. We currently intend to retain all available funds and any future earnings, if any, to fund the development and expansion of our business, and we do not anticipate paying any cash dividends in the foreseeable future. We are a holding company with nominal net worth and will depend on dividends and distributions from our Operating Subsidiary to pay any dividends. Any future determination to pay cash dividends will be made at the discretion of our Board. In addition, the terms of our outstanding indebtedness and the Capstone Green Energy LLC Agreement restrict our ability to pay cash dividends, and any future indebtedness that we may incur could preclude us from paying cash dividends.
Securities Authorized for Issuance Under Equity Compensation Plan.
For information about our equity compensation plans, refer to Item 12 of Part III of this Annual Report on Form 10-K, “ Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.”
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Unregistered Sales of Equity Securities and Use of Proceeds
On the Effective Date, in connection with the Company’s emergence from voluntary proceedings under Chapter 11 of the United States Bankruptcy Code, the Company issued 18,540,877 shares of common stock, pro rata to each holder of common stock of Capstone Green Energy Corporation.
The issuance of the shares of common stock was made in reliance upon the exemption from registration under the Securities Act provided by Section 1145 of the United States Bankruptcy Code, as an issuance of shares in exchange for an interest in the debtor represented by the common stock of Capstone Green Energy Corporation. The issuance of shares of common stock was made to holders of common stock of Capstone Green Energy Corporation pursuant to the procedures of The Depository Trust Company and the Company’s transfer agent.
Issuer Purchases of Equity Securities
There were no repurchases of shares of the Common Stock made during Fiscal 2025.
Relisting of Capstone Green Energy Holdings, Inc. on OTC market
As of the date of this filing, our Common Stock is traded on the OTC market under the ticker symbol CGEH.
Item 6. [Reserved]