Cardiff Lexington Corp 10-K

ITEM 5. MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES. Market Information Our common stock eligible for quotation on the Pink Market OTC Markets Group Inc. under the symbol “CDIX.” The following table sets forth, for the periods indicated, the high and low closing prices of our common stock. These prices reflect inter-dealer prices, without retain mark-up or commission, and may not represent actual transactions. Closing Prices High Low Fiscal Year Ended December 31, 2023 1 st Quarter $ 412.50 $ 15.00 2 nd Quarter $ 75.00 $ 7.50 3 rd Quarter $ 60.00 $ 7.50 4 th Quarter $ 105.00 $ 7.50 Fiscal Year Ended December 31, 2024 1 st Quarter $ 22.50 $ 1.50 2 nd Quarter $ 7.50 $ 2.12 3 rd Quarter $ 7.00 $ 7.00 4 th Quarter $ 7.00 $ 3.00 Number of Holders of Our Common Stock As of March 12, 2025, there were approximately 909 stockholders of record of our common stock. In computing the number of holders of record of our common stock, each broker-dealer and clearing corporation holding shares on behalf of its customers is counted as a single stockholder. Securities Authorized for Issuance Under Equity Compensation Plans Please see Item 12 “ Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters .” Dividend Policy We have never declared or paid cash dividends on our common stock. We currently intend to retain all available funds and any future earnings for use in the operation of our business and do not anticipate paying any cash dividends in the near future. Any decision to declare and pay dividends in the future will be made at the discretion of our board of directors and will depend on, among other things, our results of operations, financial condition, cash requirements, contractual restrictions, and other factors that our board of directors may deem relevant. In addition, our ability to pay dividends may be limited by covenants of any existing and future outstanding indebtedness we or our subsidiaries incur. Recent Sales of Unregistered Securities We have not sold any equity securities during the 2024 fiscal year that were not previously disclosed in a quarterly report on Form 10-Q or a current report on Form 8-K that was filed during the 2024 fiscal year. Purchases of Equity Securities No repurchases of our common stock were made during the fourth quarter of 2024. 34 ITEM 6. [RESERVED]