Item 2. Unregistered Sales of Equity Securities
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds.
(a) None.
(b) None.
(c) Issuer Purchases of Equity Securities.
Meta's Board of Directors authorized a 7,500,000 share repurchase program on November 20, 2019 that is scheduled to expire on December 31, 2022. The share repurchase program became effective on November 21, 2019. The Company suspended its share repurchase activity in March 2020 and resumed repurchase activity during September 2020. The table below sets forth information regarding repurchases of our common stock during the fiscal 2021 third quarter.
Period Total Number of Shares Repurchased (1)
Average Price Paid per Share (1)(2)
Total Number Of Shares Purchased As Part of Publicly Announced Plans Or Programs Maximum Number Of Shares that may yet be Purchased Under the Plans or Programs
April 1 to 30 — $ — — 1,550,173
May 1 to 31 829 49.26 — 1,550,173
June 1 to 30 — — — 1,550,173
Total 829 —
(1) These shares were acquired in satisfaction of the tax withholding obligations of holders of restricted stock unit awards, which vested during the quarter.
(2) The average price paid per share is calculated on a trade date basis for all open market transactions and excludes commissions and other transaction expenses.
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Item 6. Exhibits.
Exhibit
Number Description
10.1* Severance and General Release Agreement, effective as of April 30, 2021, by and between MetaBank, N.A., and Sheree S. Thornsberry (incorporated by reference to Exhibit 10.1 of Meta Financial Corporation’s Form 8-K filed with the SEC on May 3, 2021).
10.2+ Executive Nonqualified Deferred Compensation Plan Adoption Agreement (incorporated by reference to Exhibit 10.1 of Meta Financial Corporation’s Form 8-K filed with the SEC on May 20, 2021).
10.3+ Executive Nonqualified Deferred Compensation Plan Document (incorporated by reference to Exhibit 10.2 of Meta Financial Corporation’s Form 8-K filed with the SEC on May 20, 2021).
10.4+ First Amendment to the MetaBank, National Association Amended and Restated Supplemental Employees’ Investment Plan for Salaried Employees (incorporated by reference to Exhibit 10.3 of Meta Financial Corporation’s Form 8-K filed with the SEC on May 20, 2021).
31.1
Section 302 certification of Chief Executive Officer.
31.2
Section 302 certification of Chief Financial Officer.
32.1
Section 906 certification of Chief Executive Officer.
32.2
Section 906 certification of Chief Financial Officer.
101 The following financial information from the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2020 formatted in Inline Extensible Business Reporting Language (iXBRL) includes: (i) Cover Page, (ii) Condensed Consolidated Statements of Financial Condition, (iii) Condensed Consolidated Statements of Operations, (iv) Condensed Consolidated Statements of Comprehensive Income, (v) Condensed Consolidated Statements of Changes in Stockholders' Equity, (vi) Condensed Consolidated Statements of Cash Flows, and (vii) Notes to Condensed Consolidated Financial Statements, tagged in summary and in detail.
104 Cover Page Interactive Data File (formatted in iXBRL and contained in Exhibit 101).
* Certain schedules or exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. A copy of any omitted schedule or exhibit will be furnished supplementally to the Securities and Exchange Commission upon request; provided, however that the Company may request confidential treatment for any schedule or exhibit so furnished.
+ Management contract or compensatory plan or arrangement.
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META FINANCIAL GROUP, INC.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
META FINANCIAL GROUP, INC.
Date: August 9, 2021
By: /s/ Bradley C. Hanson
Bradley C. Hanson,
President, Chief Executive Officer and Director
Date: August 9, 2021
By: /s/ Glen W. Herrick
Glen W. Herrick, Executive Vice President
and Chief Financial Officer
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.