ITEM 5 - OTHER INFORMATION
+Added: During the three months ended June 30, 2023, none of our directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended) adopted or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933) .
CARTER BANKSHARES, INC.
3 unchanged sentences
Bylaws of Carter Bankshares, Inc., as adopted October 28, 2020 (incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K filed with the SEC on November 23, 2020)
−Removed: Form of Time-Based Restricted Stock Agreement (for employee:
−Removed: AIP) for use on or after February 14, 2023 under the Carter Bankshares, Inc.
−Removed: Amended and Restated 2018 Omnibus Equity Incentive Plan (filed herewith)
−Removed: Carter Bank & Trust Non-Qualified Deferred Compensation Plan (for directors and executives) Virginia Bankers Association Model Nonqualified Supplemental Deferred Compensation Plan Document, adopted on May 19, 2022, effective as of January 1, 2023 (incorporated by reference to Exhibit 10.13 to the Company’s Quarterly Report on Form 10-Q filed with the SEC on August 3, 2022)
−Removed: Carter Bank & Trust Non-Qualified Deferred Compensation Plan (for directors and executives) Virginia Bankers Association Model Adoption Agreement, adopted on May 19, 2022, effective as of January 1, 2023 (incorporated by reference to Exhibit 10.13.1 to the Company’s Quarterly Report on Form 10-Q filed with the SEC on August 3, 2022)
Certification by principal executive officer pursuant to Rule 13a-14(a) (filed herewith)
11 unchanged sentences
CARTER BANKSHARES, INC.
−Removed: May 4, 2023 /s/ Litz H.
+Added: August 3, 2023 /s/ Litz H.
Chief Executive Officer
(Principal Executive Officer)
−Removed: May 4, 2023 /s/ Wendy S Bell
+Added: August 3, 2023 /s/ Wendy S Bell
Chief Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.