TREES Corp (Colorado) 10-Q

ITEM 5. OTHER INFORMATION None. ​ 29 Table of Contents ITEM 6. EXHIBITS Exhibits 10.1 Offer Letter date September 5, 2021 between the Company and Jessica Bast (incorporated by reference to Exhibit 10.1 to our Form 8-K filed on September 10, 2021) 10.2 Employment agreement dated September 9, 2021 between the Company and Timothy Brown (incorporated by reference to Exhibit 10.2 to our Form 8-K filed on September 10, 2021) 10.3 Certificate of Designations of Series A Convertible Preferred Stock (incorporated by reference to Exhibit 4.1 to our Form 8-K filed on September 14, 2021) 10.4 Form of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to our Form 8-K filed on September 14, 2021) 10.5 Form of Warrant (incorporated by reference to Exhibit 10.2 to our Form 8-K filed on September 14, 2021) 10.6 Form of ‘A’ Warrant Amendment Agreement (incorporated by reference to Exhibit 10.1 to our Form 8-K filed on September 21, 2021) 10.7 Form of ‘B’ Warrant Amendment Agreement (incorporated by reference to Exhibit 10.2 to our Form 8-K filed on September 21, 2021) 10.8 Amendment to Employment Agreement date October 1, 2021 between the Company and John Barker Dalton (incorporated by reference to Exhibit 10.1 to our Form 8-K filed on October 4, 2021) 10.9 Audited financial statements of TDM, LLC as of and for the years ended December 31, 2020 and 2019 (incorporated by reference to Exhibit 99.1 to our Form 8-K/A filed on October 19, 2021) 31.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101.INS Inline XBRL Instance Document 101.SCH Inline XBRL Taxonomy Extension Schema Document 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) ​ ​ ​ 30 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ​ GENERAL CANNABIS CORP Date: November 12, 2021 ​ /s/ Adam Hershey ​ Adam Hershey, Interim Chief Executive Officer ​ Principal Executive Officer ​ ​ /s/ Jessica Bast ​ Jessica Bast, Chief Financial Officer ​ Principal Financial and Accounting Officer ​ ​ ​ 31