ITEM 5 OTHER INFORMATION
+Added: Director and Section 16 Officer Trading Arrangements
+Added: On June 30, 2023 , Diane M.
+Added: Sullivan , Executive Chair of the Board of Directors , adopted a Rule 10b5-1 plan (“Rule 10b5-1 Plan”) intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act of 1934.
+Added: Sullivan’s Rule 10b5-1 Plan provides for the sale of up to 286,960 shares of the Company’s common stock, pursuant to the terms of the Rule 10b5-1 Plan.
+Added: The Rule 10b5-1 Plan expires on June 28, 2024 , or upon the earlier completion of all authorized transactions under such Rule 10b5-1 Plan.
+Added: No other director or Section 16 officer adopted or terminated any “Rule 10b5-1 trading arrangement” or “ non-Rule 10b5-1 trading arrangement”, as each term is defined in Item 408(a) of Regulation S-K, during the thirteen weeks ended July 29, 2023.
ITEM 6 EXHIBITS
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Bylaws of the Company as amended through March 9, 2023, incorporated herein by reference to Exhibit 3.1 to the Company’s Form 8-K filed March 15, 2023.
−Removed: Sixth Amendment to Fourth Amended and Restated Credit Agreement, dated April 27, 2023, among the Company, as lead borrower for itself and on behalf of certain of its subsidiaries, and the financial institutions party thereto, filed herewith.
Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
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CALERES, INC.
+Added: September 5, 2023
Senior Vice President and Chief Financial Officer
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.