1 unchanged sentence
Securities Trading Plans of Directors and Executive Officers
−Removed: During the three months ended June 30, 2023, none of Peabody’s directors or officers adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Item 408 of Regulation S-K.
−Removed: Supplemental Employee Retirement Account Plan
−Removed: On August 3, 2023, the Compensation Committee of the Board of Directors adopted the Peabody Investments Corp.
−Removed: 2023 Supplemental Employee Retirement Account plan (the SERA).
−Removed: The SERA is designed to allow a select group of highly compensated management employees, including Peabody’s executive officers, to make contributions in excess of certain limits imposed by the Internal Revenue Code that apply to Peabody’s tax-qualified 401(k) plan, and to receive matching contributions on such employee contributions.
−Removed: The effective date of the SERA is October 1, 2023.
+Added: During the three months ended September 30, 2023, none of Peabody’s directors or officers adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Item 408 of Regulation S-K.
See Exhibit Index on following pages.
2 unchanged sentences
Description of Exhibit
−Removed: 10.1† Peabody Investments Corp.
−Removed: 2023 Supplemental Employee Retirement Account.
31.1† Certification of periodic financial report by the Registrant’s Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as amended pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 .
15 unchanged sentences
PEABODY ENERGY CORPORATION
−Removed: August 3, 2023 By:
+Added: November 3, 2023 By:
Executive Vice President and Chief Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.