5 unchanged sentences
3.25% Fixed to Floating Subordinated Debt issued September 24, 2021 (4)
+Added: Indenture dated as of March 17, 2004, between U.S.
+Added: Bank N.A., as Trustee, and Sierra Bancorp, as Issuer (7)
+Added: Indenture dated as of June 15, 2006, between Wilmington Trust Co., as Trustee, and Sierra Bancorp, as Issuer (8)
+Added: Indenture dated as of September 20, 2007, between Wilmington Trust Co., as Trustee, and Coast Bancorp, as Issuer (12)
+Added: First Supplemental Indenture dated as of July 8, 2016, between Wilmington Trust Co.
+Added: as Trustee, Sierra Bancorp as the “Successor Company”, and Coast Bancorp (12)
Salary Continuation Agreement for James C.
2 unchanged sentences
401 Plus Non-Qualified Deferred Compensation Plan (6)*
−Removed: Indenture dated as of March 17, 2004, between U.S.
−Removed: Bank N.A., as Trustee, and Sierra Bancorp, as Issuer (7)
Amended and Restated Declaration of Trust of Sierra Statutory Trust II, dated as of March 17, 2004 (7)
−Removed: Indenture dated as of June 15, 2006, between Wilmington Trust Co., as Trustee, and Sierra Bancorp, as Issuer (8)
Amended and Restated Declaration of Trust of Sierra Capital Trust III, dated as of June 15, 2006 (8)
5 unchanged sentences
McPhaill (11)*
−Removed: Indenture dated as of September 20, 2007, between Wilmington Trust Co., as Trustee, and Coast Bancorp, as Issuer (12)
Amended and Restated Declaration of Trust of Coast Bancorp Statutory Trust II, dated as of September 20, 2007 (12)
−Removed: First Supplemental Indenture dated as of July 8, 2016, between Wilmington Trust Co.
−Removed: as Trustee, Sierra Bancorp as the “Successor Company”, and Coast Bancorp (12)
2017 Stock Incentive Plan (13)*
4 unchanged sentences
Split Dollar Master Agreement and Election Form Effective October 1, 2002, for Kevin McPhaill (18)*
+Added: First Amendments to employment agreements dated as of January 19, 2023 for Kevin McPhaill, CEO , Christopher Treece, CFO , Hugh Boyle, CCO , and Michael Olague, CBO (23)*
Split Dollar Agreement for Albert Berra (19)*
−Removed: 10b5-1 Plan for Susan Abundis (21)
+Added: 10b5-1 Plan for Lynda Scearcy (21)
2023 Equity Based Compensation Plan (20) *
30 unchanged sentences
(20) Filed as Exhibit 4.1 to the form S-8 filed with the SEC on June 15, 2023, and incorporated herein by reference.
−Removed: (21) Filed as Exhibit 10.27 to the form 10-Q filed with the SEC on August 3, 2023, and incorporated herein by reference.
+Added: (21) Filed as Exhibit 10.24 to the form 10-K filed with the SEC on March 3, 2025, and incorporated herein by reference.
(22) Filed as Exhibit 10.1 to the form 8-K filed with the SEC on August 31, 2023, and incorporated herein by reference.
+Added: (23) Filed as Exhibits 10.1 through 10.4 to the form 8-K filed with the SEC on January 20, 2023 and incorporated herein by reference.
*Indicates management contract or compensatory plan or arrangement.
Pursuant to the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized:
−Removed: November 7, 2024
SIERRA BANCORP
1 unchanged sentence
(Principal Executive Officer)
−Removed: November 7, 2024
/s/ Christopher G.
2 unchanged sentences
Chief Financial Officer
−Removed: November 7 2024
SIERRA BANCORP
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.