5 unchanged sentences
Salary Continuation Agreement for Kenneth R.
−Removed: Salary Continuation Agreement and Split Dollar Agreement for James F.
−Removed: Gardunio (5)*
Split Dollar Agreement for Kenneth R.
11 unchanged sentences
First Amendment to the Salary Continuation Agreement for Kenneth R.
−Removed: Taylor (10) *
Second Amendment to the Salary Continuation Agreement for Kenneth R.
7 unchanged sentences
2017 Stock Incentive Plan (13) *
−Removed: Employment agreements dated as of December 27, 2018 for Kevin McPhaill , CEO, Kenneth Taylor , CFO, James Gardunio , Chief Credit Officer, and Michael Olague , Chief Banking Officer (15)*
+Added: Employment agreements dated as of December 27, 2018 for Kevin McPhaill , CEO and Michael Olague , Chief Banking Officer (14)*
Employment agreement dated as of March 15, 2019 for Matthew Macia, Chief Risk Officer (15) *
1 unchanged sentence
Employment agreement dated as of January 17, 2020 for Jennifer Johnson, Chief Administrative Officer (17) *
+Added: Employment agreement dated as of December 14, 2020 for Hugh Boyle, Chief Credit Officer (18)*
+Added: Form Indemnification Agreement dated as of January 28, 2021 for Directors and Executive Officers (19)*
Certification of Chief Executive Officer (Section 302 Certification)
8 unchanged sentences
(1) Filed as Exhibit 3.1 to the Form 10-Q filed with the SEC on August 7, 2009 and incorporated herein by reference.
−Removed: (2) Filed as an Exhibit to the Form 10-K filed with the SEC on March 12, 2020.
(2) Filed as an Exhibit to the Form 8-K filed with the SEC on February 21, 2007 and incorporated herein by reference.
+Added: (3) Filed as an Exhibit to the Form 10-K filed with the SEC on March 12, 2020 and incorporated herein by reference.
(4) Filed as Exhibit 10.5 to the Form 10-Q filed with the SEC on May 15, 2003 and incorporated herein by reference.
−Removed: (5) Filed as an Exhibit to the Form 8-K filed with the SEC on August 11, 2005 and incorporated herein by reference.
(5) Filed as Exhibits 10.10, 10.18 through 10.20, and 10.22 to the Form 10-K filed with the SEC on March 15, 2006 and incorporated herein by reference.
11 unchanged sentences
(17) Filed as Exhibit 99.1 to the Form 8-K filed with the SEC on January 21, 2020 and incorporated by reference.
+Added: (18) Filed as Exhibit 10.1 to the Form 8-K filed with the SEC on December 09, 2020 and incorporated herein by reference.
+Added: (19) Filed as Exhibit 10.1 to the Form 8-K filed with the SEC on January 29, 2021 and incorporated herein by reference.
*Indicates management contract or compensatory plan or arrangement.
Pursuant to the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized:
−Removed: November 5, 2020
SIERRA BANCORP
1 unchanged sentence
(Principal Executive Officer)
−Removed: November 5, 2020
/s/ Christopher G.
2 unchanged sentences
Chief Financial Officer
−Removed: November 5, 2020
SIERRA BANCORP
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.