What changed in this filing

/stocks — the workspaceLOADING

Item 2. Unregistered Sales of Equity Securities

2021-04-01 compared with 2009-08-21 · 42 added, 32 removed, 10 unchanged (88% of the section changed)

Unregistered Sales of Equity Securities and Use of Proceeds

Unregistered Sales of Equity Securities, Use of Proceeds and Issuer Purchases of Equity Securities

The following table summarizes the stock repurchase activity by or on behalf of the Company or any “affiliated purchaser,”

as defined by Rule 10b-18(a)(3) of the Exchange Act, for the three months ended February 27, 2021 and the approximate dollar value of shares that may yet be purchased pursuant to our stock repurchase program:

Total Number of Shares

Purchased as Part of

Publicly Announced Plans

or Programs (1)

Approximate Dollar Value of

Shares that May Yet Be

Purchased Under the Plans

or Programs (1)

November 28, 2020 - January 2, 2021

January 3 - January 30, 2021

February 1 - February 28, 2009

The Companys Board of Directors has authorized the repurchase of up to $60,000 in Company stock.

This repurchase plan was announced on June 23, 1998.

2008, the Board of Directors increased the repurchase plan by $20,000.

January 31 - February 27, 2021

The Company is authorized to repurchase Company stock under a plan which was originally announced in 1998.

On October 3, 2018, the Board of Directors increased the remaining limit of the repurchase plan to $20,000.

At February 27, 2021 $7,897 remains available for share repurchases under the plan.

Includes 10,850 shares which were tendered by employees to satisfy tax withholding obligations on vested restricted stock.

Defaults Upon Senior Securities

The Company is in default of its

Tangible Net Worth covenant in its $45 million revolving credit facility.

The Company is currently in discussions with its lender to obtain a waiver and/or amendment of the Tangible Net Worth covenant and expects those negotiations to be completed

by the end of August of 2009.

Submission of Matters to a Vote of Security Holders

Exhibit 3a –

Articles of Incorporation as amended to date are incorporated herein by reference to the Exhibit to Form 10-Q for the fiscal quarter ended February 28, 1994.

Exhibit 3b –

By-laws as amended to date are incorporated herein by reference to Exhibit 3 to Form 8-K filed with the SEC on January 19, 2021.

Exhibit 4 –Registrant hereby agrees to furnish the SEC, upon request, other instruments defining the rights of holders of long-term debt of the Registrant.

Exhibit 31a –

Chief Executive Officer’s certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Exhibit 31b –

Chief Financial Officer’s certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Exhibit 32a –

Chief Executive Officer’s certification pursuant to 18 U.S.C.

1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

PART II - OTHER INFORMATION

1 unchanged sentence

FEBRUARY 27, 2021

Exhibit 3a Articles of Incorporation as amended are

incorporated herein by reference to the Exhibit to Form 10-Q for the fiscal quarter ended February 28, 1994.

Exhibt 3b By-laws as amended are

incorporated herein by reference to Exhibit 3 to Form 8-K filed on December 21, 2004.

Exhibit 10a Bassett Furniture Industries, Inc.

Program for Officers and Management Employees is incorporated herein by reference to Exhibit 99.1 to Form 8-K dated January 21, 2009

Employment Continuity Agreement, dated January 22, 2009 between Registrant and Robert H.

Spilman, Jr., together with a schedule setting forth the material details in which the Employment Continuity Agreements between the Registrant and

its executive officers differ from each other is incorporated herein by reference to Exhibit 99.2 to Form 8-K dated January 21, 2009

Chief Executive Officers certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Exhibit 31b Chief Financial

Officers certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Exhibit 32a Chief Executive Officers

certification pursuant to 18 U.S.C.

1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Exhibit 32b Chief Financial

Officers certification pursuant to 18 U.S.C.

(Dollars in thousands except share and per share data)

Exhibit 32b –

Chief Financial Officer’s certification pursuant to 18 U.S.C.

1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Exhibit 101.INS Inline XBRL Instance

Exhibit 101.SCH Inline XBRL Taxonomy Extension Schema

Exhibit 101.CAL Inline XBRL Taxonomy Extension Calculation

Exhibit 101.DEF Inline XBRL Taxonomy Extension Definition

Exhibit 101.LAB Inline XBRL Taxonomy Extension Labels

Exhibit 101.PRE Inline XBRL Taxonomy Extension Presentation

Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

BASSETT FURNITURE INDUSTRIES, INCORPORATED

/s/ Robert H.

Spilman, Jr., President and Chief Executive Officer

August 21, 2009

Spilman, Jr., Chairman and Chief Executive Officer

April 1, 2021

Michael Daniel

Michael Daniel, Corporate Controller and Interim Chief Financial Officer

August 21, 2009

Michael Daniel, Senior Vice President and Chief Financial Officer

April 1, 2021

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q/A

Item 2. Unregistered Sales of Equity Securities