Item 2. Unregistered Sales of Equity Securities
ITEM 2.
UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
The following table sets forth all purchases made by or on behalf of the Company or any “affiliated purchaser,” as defined in Rule 10b-18(a)(3)
under the Exchange Act, during the quarter ended June 30, 2021 of shares of our common stock.
Period
Total Number
of Shares
Purchased
Average Price Paid
per Share
Total Number of
Shares Purchased as
Part of Publicly
Announced Plans or
Programs
Maximum Number of Shares (or
approximate dollar
value) that
May Yet Be
Purchased Under the
Plans or Programs
April 1 - April 30, 2021 (1)
24,873
$
68.01
24,873
$
—
May 1 - May 31, 2021 (2)
465,503
$
68.86
465,503
$
467,943,143
June 1 - June 30, 2021 (2)
65,200
$
69.98
65,200
$
463,380,168
555,576
$
68.96
555,576
(1)
The Company purchased shares of common stock in accordance with its share repurchase program approved by the Board of Directors and announced on May 10, 2019. The shares were purchased on the open market at prevailing prices. We completed the share purchase program in April 2021, after reaching the maximum cumulative spend.
(2)
The Company purchased shares of common stock in accordance with its share repurchase program approved by the Board of Directors and announced on May 12, 2021, which permits the purchase of up to $500 million of its common stock over a two-year
period. The shares were purchased on the open market at prevailing prices.
38
Table of Contents
ITEM 6.
EXHIBITS
Exhibit No.
Description
10.1*
First Amendment to Term Loan Agreement
31.1*
Certification by Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2*
Certification by Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1*
Certification by Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS*
Inline XBRL Instance Document
101.SCH*
Inline XBRL Taxonomy Extension Schema Document
101.CAL*
Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF*
Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB*
Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE*
Inline XBRL Taxonomy Extension Presentation Linkbase Document
104*
The cover page from the Company’s Quarterly Report on Form 10-Q
for the quarter ended June 30, 2021 has been formatted in Inline XBRL (included in Exhibit 101)
*
Filed or furnished herewith.
39
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BRUKER CORPORATION
Date: August 5, 2021
By:
/s/ FRANK H. LAUKIEN, PH.D.
Frank H. Laukien, Ph.D.
President, Chief Executive Officer and Chairman
(Principal Executive Officer)
Date: August 5, 2021
By:
/s/ GERALD N. HERMAN
Gerald N. Herman
Chief Financial Officer and Executive Vice President
(Principal Financial Officer and Principal Accounting Officer)
40
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.