BARFRESH FOOD GROUP INC. 10-K

Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities. Market Information Our common stock is currently traded on the Nasdaq’s Capital Market under the symbol “BRFH”. Our common stock had been quoted on the Nasdaq’s Capital Market since January 20, 2022. Prior to January 20, 2022, our common stock was quoted on the OTCQB. Effective December 29, 2021, we effected a 1-for-13 reverse stock split. The following table sets forth the range of high and low bid quotations for the applicable periods, as adjusted for the reverse stock split. These quotations as reported by the Nasdaq Capital Market reflect inter-dealer prices without retail mark-up, markdown or commissions and may not necessarily represent actual transactions. Bid Quotation Financial Quarter Ended High ($) Low ($) December 31, 2022 3.09 1.00 September 30, 2022 5.89 2.62 June 30, 2022 7.64 4.67 March 31, 2022 8.00 3.86 December 31, 2021 7.15 3.12 September 30, 2021 8.45 4.68 June 30, 2021 8.45 4.96 March 31, 2021 7.15 3.90 Holders On February 24, 2023, there were 12,971,330 shares of our common stock outstanding. Our shares of common stock are held by 82 stockholders of record. The number of record holders was determined from the records of our transfer agent and does not include beneficial owners of common stock whose shares are held in the names of various security brokers, dealers and registered clearing agencies. Recent Sales of Unregistered Securities During the fourth quarter of 2022, there were no sales of unregistered securities. Purchases of Equity Securities by the Company There were no purchases of equity securities made by the Company in the period covered by this report. 14 Securities Authorized for Issuance Under Equity Compensation Plans For equity compensation plan information, refer to Item 12. Security Ownership of Certain Beneficial Owners and Related Stockholder Matters of this Annual Report on Form 10-K. Transfer Agent Our transfer agent, Securities Transfer Corporation, is located at 2901 N. Dallas Parkway, Suite 380, Plano, Texas 75093, and its telephone number is (469) 633-0101. Item 6. [Reserved]