1 unchanged sentence
Securities Trading Plans of Directors and Executive Officers
−Removed: During the three months ended June 30, 2024, no director or executive officer entered into , modified or terminated , any contract, instruction or written plan for the purchase or sale of the Company’s securities that were intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or that constituted non-Rule 10b5-1 trading arrangements (as defined in Item 408 of Regulation S-K).
−Removed: However, certain of our directors or officers have made, and may from time to time make, elections to have shares withheld to cover withholding taxes or pay the exercise price of options, which may be designed to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act or may constitute non-Rule 10b5-1 trading arrangements.
+Added: During the three months ended September 30, 2024, no director or executive officer entered into, modified or terminated any contract, instruction or written plan for the purchase or sale of the Company’s securities that were intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or that constituted non-Rule 10b5-1 trading arrangements (as defined in Item 408 of Regulation S-K), except as follows:
+Added: • On August 28, 2024 , Nicholas Calamari , the Company’s Chief Administrative Officer and Senior Counsel , adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act for the sale of up to 14,575 shares of the Company’s common stock, par value $0.0001 per share, until May 30, 2025 ;
+Added: • Certain of our directors or officers have made, and may from time to time make, elections to have shares withheld to cover withholding taxes or pay the exercise price of options, which may be designed to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act or may constitute non-Rule 10b5-1 trading arrangements.
Exhibits and Financial Statements Schedules.
1 unchanged sentence
Exhibit Description Form Exhibit Filing Date
−Removed: 10.1# Employment Agreement, dated Jul y 30, 2024, between Better Home & Finance Holding Company and Chad Smith.
−Removed: 10.2# Better Home & Finance Holding Company 2023 Incentive Equity Plan Restricted Stock Unit Award Agreement, dated May 30 , 2024, between Better Home & Finance Holding Company and Chad Smith (Time-Based and Performance-Based).
−Removed: 10.3# Employment Agreement, dated February 2, 2023, between Better Holdco, Inc.
−Removed: and William Fischer.
−Removed: 10.4# Better HoldCo, Inc.
−Removed: 2017 Equity Incentive Plan Restricted Stock Unit Agreement, dated June 1, 2022, between Better HoldCo, Inc.and Harit Talwar (Service Based) .
−Removed: 10.5# Better HoldCo, Inc.
−Removed: 2017 Equity Incentive Plan Restricted Stock Unit Agreement, dated June 1, 2022, between Better HoldCo, Inc.
−Removed: and Harit Talwar (Performance Based) .
+Added: 3.1 Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Better Home & Finance Holding Compan y
+Added: 8-K 3.1 August 19, 2024
+Added: 10.1 Better Home & Finance Holding Company Director Compensation Policy
31.1 Certification of Principal Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
19 unchanged sentences
BETTER HOME & FINANCE HOLDING COMPANY
−Removed: August 13, 2024 By:
+Added: November 14, 2024 By:
/s/ Kevin Ryan
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.