1 unchanged sentence
Rule 10b5-1 Trading Plans
−Removed: During the fiscal quarter ended June 30, 2025, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of Franklin adopted or terminated a “ Rule 10b5-1 trading arrangement ” or “ non-Rule 10b5-1 trading arrangement ” as each term is defined in Item 408 of Regulation S-K.
+Added: During the fiscal quarter ended December 31, 2025, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of Franklin adopted or terminated a “ Rule 10b5-1 trading arrangement ” or “ non-Rule 10b5-1 trading arrangement ” as each term is defined in Item 408 of Regulation S-K.
The exhibits listed on the Exhibit Index to this Form 10-Q are incorporated herein by reference.
7 unchanged sentences
3.6 Amended and Restated Bylaws of Registrant (as adopted and effective July 8, 2025), incorporated by reference to Exhibit 3.1 to our Current Report on Form 8-K filed on July 9, 2025 (File No.
−Removed: Amended and Restated Credit Agreement, dated as of April 30, 2025, by and among Franklin Resources, Inc., as borrower, the financial institutions from time to time party thereto, as lenders, and Bank of America, N.A., as administrative agent , incorporated by reference to Exhibit 10.1 to our Quarterly Report on Form 10-Q for the period ended March 31, 2025 (File No.
+Added: Joinder and Commitment Increase Agreement, dated as of December 11 , 2025, by and among Franklin Resources, Inc., as borrower, the financial institutions from time to time party thereto, as lenders, and Bank of America, N.A., as administrative agent, incorporated by reference to Exhibit 10.1 to our Current Report on Form 8-K file d on December 17, 2025 (File No.
+Added: 10.2 Non-Employee Director Compensation as of December 17, 2025 (filed herewith)*
31.1 Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
4 unchanged sentences
Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
−Removed: 101 The following materials from Registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2025, formatted in Inline Extensible Business Reporting Language (iXBRL), include:
+Added: 101 The following materials from Registrant’s Quarterly Report on Form 10-Q for the quarter ended December 31, 2025, formatted in Inline Extensible Business Reporting Language (iXBRL), include:
(i) the Consolidated Statements of Income, (ii) the Consolidated Statements of Comprehensive Income, (iii) the Consolidated Balance Sheets, (iv) the Consolidated Statements of Stockholders’ Equity, (v) the Consolidated Statements of Cash Flows, and (vi) related notes (filed herewith)
104 Cover Page Interactive Data File (formatted in iXBRL and contained in Exhibit 101)
+Added: __________________
+Added: * Management contract or compensatory plan or arrangement
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
FRANKLIN RESOURCES, INC.
−Removed: August 1, 2025 By:
+Added: January 30, 2026 By:
/s/ Matthew Nicholls
Matthew Nicholls
−Removed: Executive Vice President, Chief Financial Officer and Chief Operating Officer (Principal Financial Officer)
−Removed: August 1, 2025 By:
+Added: Co-President, Chief Financial Officer and Chief Operating Officer (Principal Financial Officer)
+Added: January 30, 2026 By:
/s/ Lindsey H.
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.