Item 5. Other Information
Item 5. Other Information
The Company and Kathy McDermott,
the Company’s former Chief Financial Officer, entered into a consulting agreement effective November 11, 2024, whereby Ms. McDermott
will consult with the Company related to the Enterprise Resource Planning (ERP) implementation in Serbia. The Company will pay Ms. McDermott
$225 per hour for her consulting services. The consulting agreement will terminate on December 31, 2024 and may be extended by mutual
agreement of the Company and Ms. McDermott. Pursuant to the consulting agreement, the Company granted to Ms. McDermott common stock under
the Company’s equity incentive plan issued for payment of Ms. McDermott’s bonus of $300,000 earned by her for her services
as the Company’s former Chief Financial Officer.
During the quarter ended September
30, 2024, no director or officer adopted or terminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement, as
each term is defined in Item 408(a) of Regulation S-K.
32
Item 6. Exhibits
Incorporated by Reference
Exhibit Number
Exhibit Description
Form
File No.
Exhibit
Filing Date
Filed Herewith
3.1
Articles of Incorporation
SB-2
333-147104
3.1
11/2/2007
3.2
Amendment to Articles of Incorporation dated December 23, 2016
S-1/A
333-226040
3.1.2
4/4/2019
3.3
Certificate of Change to Articles of Incorporation dated April 11, 2019
8-K
001-38868
3.1
4/18/2019
3.4
Certificate of Amendment to Articles of Incorporation dated September 14, 2020
8-K
000-53204
3.1
9/14/2020
3.5
Certificate of Amendment to Articles of Incorporation dated July 20, 2021
8-K
001-38868
3.1
7/20/2021
3.6
Bylaws of Registrant
SB-2
333-147104
3.2
11/2/2007
3.7
Amendment to Bylaws
8-K
000-53204
10.2
7/16/2014
10.1
Amended and Restated Lease Agreement dated February 1, 2024
8-K
000-53204
10.1
3/28/2024
10.2
Amendment to Share Sale and Purchase Agreement dated February 16, 2024
8-K
000-53204
10.1
2/16/2024
10.3*
Consulting agreement with Kathy McDermott
X
31.1
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act
X
31.2
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act
X
32.1
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act
X
32.2
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act
X
101.INS
Inline XBRL Instance Document
X
101.SCH
Inline XBRL Schema Document
X
101.CAL
Inline XBRL Calculation Linkbase Document
X
101.DEF
Inline XBRL Definition Linkbase Document
X
101.LAB
Inline XBRL Labels Linkbase Document
X
101.PRE
Inline XBRL Presentation Linkbase Document
X
104
The cover page to this Quarterly Report on Form 10-Q has been formatted in Inline XBRL
X
*Represents a compensatory plan or arrangement
33
SIGNATURES
Pursuant to the requirements
of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
Dated: November 14 , 2024
Beam Global
By: /s/ Desmond Wheatley
Desmond Wheatley, Chairman and Chief Executive Officer,
(Principal Executive Officer)
By: /s/ Lisa A. Potok
Lisa A. Potok, Chief Financial Officer
(Principal Financial/Accounting Officer)
34
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.