Item 5. Other Information
Item 5. Other Information
During the quarter ended June 30, 2026 , no director or officer adopted or terminated any Rule 10b5 - 1 trading arrangement or non-Rule 10b5 - 1 trading arrangement, as each term is defined in Item 408 (a) of Regulation S-K.
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Table of Contents
Item 6. Exhibits
Incorporated by Reference
Exhibit Number
Exhibit Description
Form
File No.
Exhibit
Filing Date
Filed Herewith
3.1
Articles of Incorporation
SB-2
333-147104
3.1
11/2/2007
3.2
Amendment to Articles of Incorporation dated December 23, 2016
S-1/A
333-226040
3.1.2
4/4/2019
3.3
Certificate of Change to Articles of Incorporation dated April 11, 2019
8-K
001-38868
3.1
4/18/2019
3.4
Certificate of Amendment to Articles of Incorporation dated September 14, 2020
8-K
000-53204
3.1
9/14/2020
3.5
Certificate of Amendment to Articles of Incorporation dated July 20, 2021
8-K
001-38868
3.1
7/20/2021
3.6
Certificate of Correction to the Amendment After Issuance of Stock filed December 15, 2023
10-K
001-38868
3.6
4/11/2025
3.7
Bylaws of Registrant
SB-2
333-147104
3.2
11/2/2007
3.8
Amendment to Bylaws
8-K
000-53204
10.2
7/16/2014
4.1
Common Stock Purchase Warrant dated March 22, 2023
10-Q
000-53204
4.1
5/15/2025
10.1
Lease Agreement dated June 17, 2026
8-K
001-38868
10.1
6/24/2026
31.1
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act
X
31.2
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act
X
32.1
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act
X
32.2
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act
X
101.INS
Inline XBRL Instance Document
X
101.SCH
Inline XBRL Schema Document
X
101.CAL
Inline XBRL Calculation Linkbase Document
X
101.DEF
Inline XBRL Definition Linkbase Document
X
101.LAB
Inline XBRL Labels Linkbase Document
X
101.PRE
Inline XBRL Presentation Linkbase Document
X
104
The cover page to this Quarterly Report on Form 10-Q has been formatted in Inline XBRL
X
*Represents a compensatory plan or arrangement
30
Table of Contents
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated: August 19, 2026
Beam Global
By: /s/ Desmond Wheatley
Desmond Wheatley, Chairman and Chief Executive Officer,
(Principal Executive Officer)
By: /s/ Lisa A. Potok
Lisa A. Potok, Chief Financial Officer
(Principal Financial/Accounting Officer)
31
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.