3 unchanged sentences
(c) Trading Plans.
−Removed: During the three months ended June 30, 2024, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted or terminated a “ Rule 10b5-1 trading arrangement” or “ non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended September 30, 2024, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted or terminated a “ Rule 10b5-1 trading arrangement” or “ non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
Articles of Incorporation of BayCom Corp (1)
Amended and Restated Bylaws of BayCom Corp (2)
−Removed: BayCom Corp 2024 Omnibus Incentive Plan (3)
−Removed: Form of Incentive Stock Option Agreement under the BayCom Corp 2024 Omnibus Incentive Plan (4)
−Removed: Form of Non-Qualified Stock Option Agreement under the BayCom Corp 2024 Omnibus Incentive Plan (4)
−Removed: Form of Restricted Stock Agreement under the BayCom Corp 2024 Omnibus Incentive Plan (4)
−Removed: Form of Restricted Stock Unit Agreement under the BayCom Corp 2024 Omnibus Incentive Plan (4)
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
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Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: The following materials from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2024 formatted in Extensible Business Reporting Language (XBRL):
+Added: The following materials from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2024 formatted in Extensible Business Reporting Language (XBRL):
(1) Condensed Consolidated Balance Sheets;
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001-38483) and incorporated herein by reference.
−Removed: (3) Included as Appendix A to the Registrant’s Definitive Proxy Statement on Schedule 14A filed with the SEC on April 26, 2024 (File No.
−Removed: 001-38483) and incorporated herein by reference.
−Removed: (4) Filed as an exhibit to the Registrant’s Registration Statement on Form S-8 filed with the SEC on June 24, 2024 (File No.
−Removed: 333-280442) and incorporated herein by reference.
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
−Removed: August 9, 2024
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: November 12, 2024
/s/ George J.
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(Principal Executive Officer)
−Removed: August 9, 2024
+Added: November 12, 2024
Senior Executive Vice President, Chief Financial Officer and Secretary
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.