Item 2. Unregistered Sales of Equity Securities
ITEM 2: Unregistered Sales of Equity Securities and Use of Proceeds Issuer Purchases of Equity Securities
On March 3, 2022, we announced that our board of directors had approved the repurchase of up to $10,000,000 of our common stock from time to time through December 31, 2023. During the three months ended March 31, 2022, we did not purchase any shares. As of March 31, 2022 the dollar value of shares that may be purchased under the plan is $10,000,000.
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ITEM 6: Exhibits
(a) Exhibits
Exhibit 3.1
Amended and Restated Articles of Organization, as amended (filed as Exhibit 3.1 to the Company’s Form 10-K for the year ended December 31, 2008 and incorporated herein by reference).
Exhibit 3.2
Amended and Restated By-Laws (filed as Exhibit 3.1 to the Company’s Form 8-K filed with the Securities and Exchange Commission on December 10, 2007 and incorporated herein by reference).
Exhibit 10.1
First Amendment of Lease dated March 30, 2022 between 76/80 Burlington Group LLC and Aware, Inc. (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on April 5, 2022 and incorporated herein by reference).
Exhibit 10.2
Fifth Amendment to Agreement of Purchase and Sale dated March 30, 2022 by and between Aware, Inc. and FDS Bedford, LLC (filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on April 5, 2022 and incorporated herein by reference).
Exhibit 10.3
Lease dated as of March 1, 2022 by and between 76/80 Burlington Group, LLC and Aware, Inc. (filed as Exhibit 10.20 to the Company’s Annual Report on For 10-K for the year ended December 31, 2021 and incorporated herein by reference).
Exhibit 31.1
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
Exhibit 31.2
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
Exhibit 32.1
Certification of Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
Exhibit 101
The following financial statements from Aware, Inc.’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2022, formatted in iXBRL (Inline eXtensible Business Reporting Language), as follows: i) Consolidated Balance Sheets as of March 31, 2022 and December 31, 2021, ii) Consolidated Statements of Operations for the Three Months Ended March 31, 2022 and 2021, iii) Consolidated Statements of Cash Flows for the Three Months Ended March 31, 2022 and 2021, iv) Consolidated Statements of Stockholders’ Equity for the Three Months Ended March 31, 2022 and March 31, 2021, and v) Notes to Consolidated Financial Statements.
Exhibit 104
Inline XBRL for the cover page of this Quarterly Report on Form 10-Q, included in the Exhibit 101 Inline Document Set.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
AWARE, INC.
Date:
April 27, 2022
By:
/s/ Robert A. Eckel
Robert A. Eckel
Chief Executive Officer & President
Date:
April 27, 2022
By:
/s/ David B. Barcelo
David B. Barcelo
Chief Financial Officer (Principal Financial and Accounting Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.