AWARE INC /MA/ 10-Q

ITEM 5: Other Information 21 During the three months ended March 31, 2025, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in item 408(a) of Regulation S-K. 22 ITEM 6: Exhi bits (a) Exhibits Exhibit 3.1 Amended and Restated Articles of Organization, as amended (filed as Exhibit 3.1 to the Company’s Form 10-K for the year ended December 31, 2008 and incorporated herein by reference). Exhibit 3.2 Amended and Restated By-Laws (filed as Exhibit 3.1 to the Company’s Form 8-K filed with the Securities and Exchange Commission on December 10, 2007 and incorporated herein by reference). Exhibit 10.1 Employment Agreement dated as of February 3, 2025 by and between Aware, Inc. and Ajay K. Amlani (filed as Exhibit 10.1 to the Company’s Form 8-K filed with the Securities and Exchange Commission on February 5, 2025 and incorporated herein by reference). Exhibit 10.2 Amendment to Employment Agreement dated as of March 13, 2025 by and between Aware, Inc. and Ajay K. Amlani (filed as Exhibit 10.1 to the Company’s Form 8-K filed with the Securities and Exchange Commission on March 17, 2025 and incorporated herein by reference). Exhibit 10.3 Employment Agreement dated as of March 5, 2025 by and between Aware, Inc. and Brian Krause Exhibit 31.1 Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 31.2 Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 32.1 Certification of Chief Executive Officer and Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 101 The following financial statements from Aware, Inc.’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2025, formatted in iXBRL (Inline eXtensible Business Reporting Language), as follows: i) Consolidated Balance Sheets as of March 31, 2025 and December 31, 2024, ii) Consolidated Statements of Operations and Comprehensive Loss for the Three Months Ended March 31, 2025 and 2024 iii) Consolidated Statements of Cash Flows for the Three Months Ended March 31, 2025 and 2024 iv) Consolidated Statements of Stockholders’ Equity for the Three Months Ended March 31, 2025 and 2024, and v) Notes to Consolidated Financial Statements. Exhibit 104 Inline XBRL for the cover page of this Quarterly Report on Form 10-Q, included in the Exhibit 101 Inline Document Set. * Management contract or compensatory plan 23 SIGNAT URES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. AWARE, INC. Date: May 2, 2025 By: /s/ Ajay K. Amlani Ajay K. Amlani Chief Executive Officer & President Date: May 2, 2025 By: /s/ David K. Traverse David K. Traverse Chief Financial Officer 24