What changed in this filing

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Item 5. Market for Registrant’s Common Equity

2021-11-24 compared with 2020-12-28 · 20 added, 13 removed, 0 unchanged (100% of the section changed)

MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES

common stock is quoted on the NASDAQ Stock Market LLC (“NASDAQ”) under the symbol “AVXL.”

of Common Stock

of December 28, 2020, there were approximately 53 holders of record and 66,962,957

shares of our common stock were issued and outstanding.

have not paid any cash dividends on our common stock and have no intention of paying any dividends on the shares of our common

Our current policy is to retain earnings, if any, for use in our operations and in the development of our business.

future dividend policy will be determined from time to time by our board of directors.

Sales of Unregistered Securities

the beginning of our fiscal year ended September 30, 2020, we have not sold any equity securities that were not registered under

the Securities Act of 1933 that were not previously reported in a quarterly report on Form 10-Q or in a current report on Form

of Equity Securities by Our Company and Affiliated Purchasers

6 SELECTED FINANCIAL DATA

FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES

Market information

Our common stock is quoted on the Nasdaq

Global Select Stock Market (“Nasdaq”) under the symbol “AVXL.”

Holders of Common Stock

As of November

19, 2021 , there were approximately 49 holders of record, and 76,018,053 shares of our common stock were issued and outstanding.

We have not paid any cash dividends

on our common stock and have no intention of paying any dividends on the shares of our common stock.

Our current policy is to retain

earnings, if any, for use in our operations and in the development of our business.

Our future dividend policy will be determined

from time to time by our Board of Directors.

Recent Sales of Unregistered Securities

Since the beginning of our fiscal year

ended September 30, 2021, we have not sold any equity securities that were not registered under the Securities Act of 1933 that

were not previously reported in a quarterly report on Form 10-Q or in a current report on Form 8-K.

Repurchases of Equity Securities by Our

Company and Affiliated Purchasers

ITEM 6 [Reserved]

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-K

Item 5. Market for Registrant’s Common Equity