What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2021-04-30 compared with 2020-10-30 · 43 added, 20 removed, 12 unchanged (84% of the section changed)

1 unchanged sentence

Not applicable.

Number Description

Certificate of Incorporation of Auburn National Bancorporation, Inc.

1 unchanged sentence

Amended and Restated Bylaws of Auburn National Bancorporation, Inc., adopted as of November 13, 2007.

Certification Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, As Adopted Pursuant To Section 302 of the Sarbanes-Oxley Act of 2002, by Robert W.

Dumas, Chairman, President and Chief Executive Officer.

Certification Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, As Adopted Pursuant To Section 302 of the Sarbanes-Oxley Act of 2002, by David A.

Hedges, Executive Vice President and Chief Financial Officer.

Certification Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, As Adopted Pursuant To

Section 302 of the Sarbanes-Oxley Act of 2002, by Robert W.

Dumas, Chairman, President and Chief Executive

Certification Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, As Adopted Pursuant To

Section 302 of the Sarbanes-Oxley Act of 2002, by David A.

Hedges, Executive Vice President and Chief

Financial Officer.

Certification Pursuant to 18 U.S.C.

Section 1350, As Adopted Pursuant To Section 906 of the Sarbanes-Oxley Act of 2002, by Robert W.

Section 1350, As Adopted Pursuant To Section 906 of the Sarbanes-Oxley

Act of 2002, by Robert W.

Dumas, Chairman, President and Chief Executive Officer.***

Certification Pursuant to 18 U.S.C.

Section 1350, As Adopted Pursuant To Section 906 of the Sarbanes-Oxley Act of 2002, by David A.

Section 1350, As Adopted Pursuant To Section 906 of the Sarbanes-Oxley

Act of 2002, by David A.

Hedges, Executive Vice President and Chief Financial Officer.***

XBRL Instance Document

XBRL Taxonomy Extension Schema Document

XBRL Taxonomy Extension Calculation Linkbase Document

XBRL Taxonomy Extension Label Linkbase Document

XBRL Taxonomy Extension Presentation Linkbase Document

XBRL Taxonomy Extension Definition Linkbase Document

Incorporated by reference from Registrant’s Form 10-Q dated June 30, 2002.

Incorporated by reference from Registrant’s Form 10-K dated March 31, 2008.

The certifications attached as exhibits 32.1 and 32.2 to this quarterly report on Form 10-Q are “furnished” to the Securities and Exchange Commission pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not be deemed “filed” by the Company for purposes of Section 18 of the Securities Exchange Act of 1934, as amended.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

AUBURN NATIONAL BANCORPORATION, INC.

October 30, 2020

XBRL Taxonomy Extension

Schema Document

XBRL Taxonomy Extension

Calculation Linkbase Document

XBRL Taxonomy Extension

Label Linkbase Document

XBRL Taxonomy Extension

Presentation Linkbase Document

XBRL Taxonomy Extension

Definition Linkbase Document

Incorporated by reference from Registrant’s

Form 10-Q dated June 30, 2002.

Incorporated by reference from Registrant’s

Form 10-K dated March 31, 2008.

The certifications attached as exhibits 32.1 and 32.2 to

this quarterly report on Form 10-Q are “furnished” to the

Securities and Exchange Commission pursuant to Section 906

of the Sarbanes-Oxley Act of 2002 and shall not be

deemed “filed” by the Company for purposes of Section 18

of the Securities Exchange Act of 1934, as amended.

Pursuant to the

requirements of the

Securities Exchange Act

registrant has duly

caused this report

be signed on its behalf by the undersigned thereunto duly authorized.

AUBURN NATIONAL

BANCORPORATION,

April 30, 2021

/s/ Robert W.

Chairman, President and CEO

October 30, 2020

Executive Vice President and Chief Financial

April 30, 2021

Executive Vice President and

Chief Financial Officer

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information