ASTRONICS CORP 10-Q

Item 5. Other Information Securities Trading Plans of Directors and Officers During the three months ended July 1, 2023, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K. 30 Table of Contents Item 6. Exhibits Exhibit 3.1 Certificate of Amendment of the Certificate of Incorporation of Astronics Corporation, dated May 23, 2023 (incorporated by reference to the Company's Current Report on Form 8-K dated May 24, 2023) Exhibit 10.1 First Amendment to Sixth Amended and Restated Credit Agreement dated as of June 28, 2023, by and among Astronics Corporation, the other borrowers and guarantors signatory thereto, HSBC Bank USA, National Association, as Agent and Co-Collateral Agent, Wells Fargo Bank, N.A., as Co-Collateral Agent, and the lenders signatory thereto (incorporated by reference to the Company's Current Report on Form 8-K dated June 28, 2023) Exhibit 31.1 Section 302 Certification - Chief Executive Officer Exhibit 31.2 Section 302 Certification - Chief Financial Officer Exhibit 32 Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 101.1* Instance Document Exhibit 101.2* Schema Document Exhibit 101.3* Calculation Linkbase Document Exhibit 101.4* Labels Linkbase Document Exhibit 101.5* Presentation Linkbase Document Exhibit 101.6* Definition Linkbase Document * Submitted electronically herewith. 31 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ASTRONICS CORPORATION (Registrant) Date: August 7, 2023 By: /s/ David C. Burney David C. Burney Executive Vice President and Chief Financial Officer (Principal Financial Officer) 32